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JA

Jacob M. Anderson

CAPITAL CLIENT GROUP
LOS ANGELES, CA 90071-1447
Some features on this profile are disabled
CRD#: 6154510
JA
Jacob M AndersonCAPITAL CLIENT GROUP

Professional summary

Jacob M Anderson, who also goes by Jacob Michael Anderson, Jake Michael Anderson, is a registered financial professional currently at CAPITAL CLIENT GROUP, INC. located in Los Angeles, California.

Jacob is registered as a RR (Registered Representative) and started their career in finance in 2013. Jacob has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Jacob Michael Anderson | Jake Michael Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jacob M Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 13, 2026 - Present

CAPITAL CLIENT GROUP, INC.

Office #1: 333 South Hope Street 55th Floor, Los Angeles, CA, 90071-1447
RIA
BD
CRD#: 6247
LOS ANGELES, CA
Past

July 7, 2021 - July 21, 2026

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
SAN MATEO, CA
Past

August 21, 2019 - July 7, 2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

BD
CRD#: 13594
SAN MATEO, CA
Past

January 28, 2013 - July 7, 2021

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BD
CRD#: 332
RANCHO CORDOVA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CAPITAL CLIENT GROUP, INC.
CAPITAL CLIENT GROUP, INC.
AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.

CRD#: 6247 / SEC#: 801-77946, 8-17168

RIA
Registered Investment Advisory firm - SEC (4/25/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/13/2026)
RR
New York
(8/13/2026)
RR
Wisconsin
(8/13/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/8/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/25/2013
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CAPITAL CLIENT GROUP, INC.
CAPITAL CLIENT GROUP, INC.
AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.

CRD#: 6247 / SEC#: 801-77946, 8-17168

RIA
Registered Investment Advisory firm - SEC (4/25/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
333 S. Hope St. 55th Fl. 55th Floor, Los Angeles, CA 90071-1406
Mailing Address
333 S. Hope St. 55th Fl., Los Angeles, CA 90071
Phone number
(213) 486-9200
Established
California since 05/09/1972
Firm type
Corporation
Fiscal year end
June
Firm Size
Large
# of Employees
911

SEC notice filing (24 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AFD FORM ADV PART 2A (9/26/2025)

Direct owners and executive officers

NamePositionCRD#
CAPITAL RESEARCH AND MANAGEMENT COMPANYSTOCKHOLDER
AGUILAR, ALBERT JRCHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR5106724
BURTON, RENE MARGARETTREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR1956766
MCHALE, TIMOTHY WILLIAMSECRETARY4244021
O'CONNOR, MATTHEW PHILIPCHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR2427203
PIKEN, KEITH ALANSENIOR VICE PRESIDENT, DIRECTOR2576730
TRIESSL, MICHAEL JAMESDIRECTOR3060797

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

CRD#: 6247Los Angeles, CA 90071-1447

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