Ashley Mcelreath Murphy
Professional Summary
Ashley Mcelreath Murphy, who also goes by Ashley Murphy, was a registered financial advisor. Ashley was a previously registered financial professional and started their career in finance 2013 - 2015. Ashley had worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- We work with two target demographics;
- Business owners - we work with forward thinking business owners looking for financial advice at the intersection of personal and business finance. We provide business owners with;
- Provide strategic business growth counsel
- Provide advice on compensation strategies
- Retirement plan analysis and implementation
- Employee benefit analysis
- Risk management
- Business buy/sell planning
- Key employee retention strategies
- Exit planning
- Australian/American expatriates: We work with Australian/American expatriates who have relocated to the United States to;
- Organize your global financial life; global balance sheet: automate statement collection
- consolidate duplicate accounts
- create an online financial portal to view all accounts in a single dashboard
- Determine your reporting obligations
- Help you define a budget and provide a method for its ongoing management
- Forecast your long term cash flow situation
- Assist in obtaining the best available foreign exchange rate conversion
- Provide an integrated global retirement savings strategy (drawing overseas pension funds
- superannuation etc)
- Develop a comprehensive risk management strategy
- and lastly
- Select an Australian based financial planning partner to assist with Australian specific advice and investments
Specializations
Biography
We bring clarity, confidence, strategy and structure to our clients finances so that they may live more positive and meaningful lives. We provide fee-only, paperless, comprehensive financial planning and investment management services.
Other Aliases
Ashley Murphy
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
CHARLES SCHWAB & CO., INC.
Contact Information
Main Address
3000 Schwab Way 17th Floor, San Francisco, CA 94105Mailing Address
3000 Schwab Way Sf211mn-08-330, Westlake, TX 76262-8104Phone Number
(817) 859-5000Established
California since 04/01/1971Firm Type
CorporationFiscal Year End
DecemberFirm Size
Large# of Employees
30,690SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWAB HOLDINGS, INC. | 100% OWNER | — |
| BEATTY, JONATHAN SCOTT | DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES | 2429276 |
| CRAIG, JONATHAN M | PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING | 4144656 |
| HATHI, NEESHA K | MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS | 2648997 |
| HOWARD, DENNIS WILLARD | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | 6403083 |
| NICHOLS, CHARLES | MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER | 4811434 |
| STARR, JEFFREY HAROLD | MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER | 4700461 |
| VERDESCHI, MICHAEL DANIEL | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 4570777 |
Disclosures
Regulatory Event
59Civil Event
3Arbitration
260Bond
2Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/11/2026 | Cover Page | Report |
| 01/23/2026 | Cover Page | Report |
| 02/24/2025 | Cover Page | Report |
| 01/19/2024 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed May 2015About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2014About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Services Offered by Ashley
- We work with two target demographics;
- Business owners - we work with forward thinking business owners looking for financial advice at the intersection of personal and business finance. We provide business owners with;
- Provide strategic business growth counsel
- Provide advice on compensation strategies
- Retirement plan analysis and implementation
- Employee benefit analysis
- Risk management
- Business buy/sell planning
- Key employee retention strategies
- Exit planning
- Australian/American expatriates: We work with Australian/American expatriates who have relocated to the United States to;
- Organize your global financial life; global balance sheet: automate statement collection
- consolidate duplicate accounts
- create an online financial portal to view all accounts in a single dashboard
- Determine your reporting obligations
- Help you define a budget and provide a method for its ongoing management
- Forecast your long term cash flow situation
- Assist in obtaining the best available foreign exchange rate conversion
- Provide an integrated global retirement savings strategy (drawing overseas pension funds
- superannuation etc)
- Develop a comprehensive risk management strategy
- and lastly
- Select an Australian based financial planning partner to assist with Australian specific advice and investments
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