Richelle Mae Stoneking
Professional Summary
Richelle Mae Stoneking, who also goes by Richelle Mae Broshous, is a registered financial advisor currently at AE FINANCIAL SERVICES, LLC located in Lenexa, Kansas. Richelle is registered as a RR (Registered Representative) and started their career in finance in 2013. Richelle has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Richelle Mae Broshous
Similar Advisors
SANTANDER SECURITIES LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
FLAGSHIP HARBOR ADVISORS, LLC
ELLIS FINANCIAL PLANNING
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SANTANDER SECURITIES LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
FLAGSHIP HARBOR ADVISORS, LLC
ELLIS FINANCIAL PLANNING
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SANTANDER SECURITIES LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
FLAGSHIP HARBOR ADVISORS, LLC
ELLIS FINANCIAL PLANNING
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SANTANDER SECURITIES LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
FLAGSHIP HARBOR ADVISORS, LLC
ELLIS FINANCIAL PLANNING
Years of Experience
13 years in the financial services industry
Current & Past Employments
Similar Advisors
SANTANDER SECURITIES LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
FLAGSHIP HARBOR ADVISORS, LLC
ELLIS FINANCIAL PLANNING
Current Firm
AE FINANCIAL SERVICES, LLC
Contact Information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614Mailing Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614Phone Number
(866) 363-9595Established
Kansas since 08/14/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AE FS HOLDINGS, LLC | OWNER | — |
| CALLANAN, DAVID JAMES | CHIEF EXECUTIVE OFFICER | 4237166 |
| GOCHENOUR, JOLENE KAY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 6728358 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHOLZ, SHAWN | PRESIDENT | 2891167 |
| WOLFE, DAVID ROBB | GENERAL COUNSEL AND SECRETARY | 6603373 |
Similar Advisors
SANTANDER SECURITIES LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
FLAGSHIP HARBOR ADVISORS, LLC
ELLIS FINANCIAL PLANNING
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SANTANDER SECURITIES LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
FLAGSHIP HARBOR ADVISORS, LLC
ELLIS FINANCIAL PLANNING
State Registrations and Notice Filings
(9/14/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
SANTANDER SECURITIES LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
FLAGSHIP HARBOR ADVISORS, LLC
ELLIS FINANCIAL PLANNING
CRS (Client Relationship Summary) - BD
Click below to view Richelle Mae Stoneking's CRS (Customer Relationship Summary).
Similar Advisors
SANTANDER SECURITIES LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
FLAGSHIP HARBOR ADVISORS, LLC
ELLIS FINANCIAL PLANNING
