Richelle M. Stoneking
Professional summary
Richelle Mae Stoneking, who also goes by Richelle Mae Broshous, is a registered financial professional currently at AE FINANCIAL SERVICES, LLC located in Lenexa, Kansas.
Richelle is registered as a RR (Registered Representative) and started their career in finance in 2013. Richelle has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richelle Mae Stoneking's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2019 - Present
AE FINANCIAL SERVICES, LLC
Office #1: 8801 Renner Blvd., Lenexa, KS 66219-9717Office #2: 2950 Sw Mcclure Rd Ste B, Topeka, KS 66614August 16, 2017 - February 22, 2019
CREATIVE PLANNING
August 14, 2013 - July 31, 2017
MARINER WEALTH
February 19, 2013 - July 31, 2017
MSEC, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/14/2020)
Exams
FINRA
Current Firm
AE FINANCIAL SERVICES, LLC
CRD#: 298608 / SEC#: , 8-70214
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AE FS HOLDINGS, LLC | OWNER | |
| CALLANAN, DAVID JAMES | CHIEF EXECUTIVE OFFICER | 4237166 |
| GOCHENOUR, JOLENE KAY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 6728358 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHOLZ, SHAWN | PRESIDENT | 2891167 |
| WOLFE, DAVID ROBB | GENERAL COUNSEL AND SECRETARY | 6603373 |
Red Flags
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