JD
John M. Deberry
FROST INVESTMENT SERVICES
HOUSTON, TX 77024
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CRD#: 6151604
JD
Professional summary
John Marcel Deberry, who also goes by John M Deberry, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Houston, Texas and FROST BROKERAGE SERVICES, INC. located in Houston, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. John has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John M Deberry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) H2PAJ, LLC; Non-investment related; Katy, TX; E-Commerce; Proprietor; 4/2024; Approx. 25 hrs/mo; Manage and run day-to-day operations, selling party event supplies on e-commerce platforms. (2) Urban Enrichment Institute; Non-investment related; 4014 Market St # 105, Houston, TX 77020; Philanthropic; Board Member; Started 1/2021; Approx. 5hrs/mo; Not during securities trading hrs; Oversee finance committee, which involves input and recommendations of funds and spending on behalf of the organization. (3) CoolxDad; Non-investment related; 2368a Rice Blvd, Ste 109, Houston, TX 77005; Philanthropic Board Member and Treasurer; Started 1/2022; Approx. 5hrs/mo; Not during securities trading hrs; Provide financial oversight for the organization and assist in fundraising events. (4) Frost Bank; Non-investment related; Houston, TX; Community engagement; Community Leader; Started 8/2021; Approx. 5hrs/mo; Approx. 5hrs/mo during securities trading hrs; Finding opportunities for Frost Bank and local branch teams to serve the community by way of volunteering, sponsorship of local events, donations to nonprofits, schools and creating events that add value to the community.
CRS (Client Relationship Summary) - RIA
Click below to view John Marcel Deberry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2022 - Present
FROST INVESTMENT SERVICES
Office #1: 9651 Katy Freeway Suite 100, Houston, TX 77024RIA
CRD#: 286129
HOUSTON, TX
Current
July 20, 2018 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 9651 Katy Freeway Ste 100, Houston, TX 77024BD
CRD#: 17465
HOUSTON, TX
Past
August 1, 2018 - December 31, 2021
FROST INVESTMENT SERVICES
RIA
CRD#: 286129
HOUSTON, TX
Past
February 24, 2013 - July 19, 2018
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FROST INVESTMENT SERVICES
FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC
CRD#: 286129 / SEC#: 801-108754
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(7/20/2018)
IAR
Texas(1/27/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/7/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FROST INVESTMENT SERVICES
FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC
CRD#: 286129 / SEC#: 801-108754
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 West Houston Street, San Antonio, TX 78205
Mailing Address
Po Box 2538, San Antonio, TX 78299
Phone number
(210) 220-5000
Established
Firm type
Fiscal year end
# of Employees
177
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
