Wesley T. Strickland

BETTERMENT SECURITIES

NEW YORK, NY 10001

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CRD#: 6150989

Professional summary

Wesley Todd Strickland, who also goes by Wes Strickland, is a registered financial professional currently at BETTERMENT SECURITIES located in New York, New York.

Wesley is registered as a RR (Registered Representative) and started their career in finance in 2013. Wesley has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Wes Strickland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wesley Todd Strickland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2023 - Present

BETTERMENT SECURITIES

Office #1: 450 West 33rd Street 11th Floor, New York, NY 10001

CRD#: 47788

NEW YORK, NY

Past

May 27, 2021 - August 10, 2022

ROBINHOOD FINANCIAL, LLC

CRD#: 165998

New York, NY

Past

November 25, 2014 - June 30, 2015

E*TRADE CLEARING LLC

CRD#: 25025

JERSEY CITY, NJ

Past

November 25, 2014 - March 25, 2021

E*TRADE SECURITIES LLC

CRD#: 29106

Jersey City, NJ

Past

August 8, 2013 - March 4, 2014

LYSTER WATSON SECURITIES, INC.

CRD#: 30210

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/6/2023)

Exams

State Security Law Exam

Series 63

Date: 9/9/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/8/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BETTERMENT SECURITIES

BETTERMENT SECURITIES | PARK HILL CAPITAL, INC. | MTG, LLC

CRD#: 47788 / SEC#: , 8-51906

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

450 West 33rd Street 11th Floor, New York, NY 10001

Mailing Address

450 West 33rd Street 11th Floor, New York, NY 10001

Phone number

(212) 228-1328

Established

New York since 07/22/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BETTERMENT HOLDINGS, INC.	PARENT COMPANY
FELDMAN, RICHARD MARK	PRINCIPAL FINANCIAL OFFICER	2273453
KHENTOV, BORIS	PRESIDENT	6216649
KRAMER, ANDREW JOHNATHAN	PRINCIPAL OPERATIONS OFFICER	6393302
ROSENBLOOM, SETH JOSEPH	CHIEF LEGAL OFFICER	6612490
WOLDOW, BRIAN JEFFREY	CHIEF COMPLIANCE OFFICER	2773616

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Wesley T. Strickland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wesley Todd Strickland's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBINHOOD FINANCIAL, LLC

E*TRADE CLEARING LLC

E*TRADE SECURITIES LLC

LYSTER WATSON SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/2013

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/8/2013

Series 24

Date: 10/20/2015

FINRA

Current Firm

BETTERMENT SECURITIES

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BETTERMENT SECURITIES

TRUST BUT VERIFY

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