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PD

Peter A. Dimaria

ICAPITAL MARKETS LLC
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 6150978
PD

Professional summary

Peter Anthony Dimaria, who also goes by Peter Dimaria, is a registered financial professional currently at ICAPITAL MARKETS LLC located in Greenwich, Connecticut.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2014. Peter has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Peter Dimaria

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
COMMERCIAL REAL ESTATE INVESTMENT. 10% OWNER. PETER OCALA LLC.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Anthony Dimaria's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 18, 2024 - Present

ICAPITAL MARKETS LLC

Office #1: 2 Greenwich Plaza 4th Floor, Greenwich, CT 06830
BD
CRD#: 118219
Greenwich, CT
Past

November 10, 2022 - May 20, 2024

CITIZENS PRIVATE WEALTH

RIA
CRD#: 106743
TARRYTOWN, NY
Past

June 6, 2022 - June 30, 2022

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
NEW YORK, NY
Past

October 25, 2021 - June 6, 2022

ARETE WEALTH MANAGEMENT, LLC

BD
CRD#: 44856
New York, NY
Past

February 5, 2014 - September 19, 2016

GBI CAPITAL, INC.

BD
CRD#: 166424
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/18/2024)
RR
Alaska
(6/18/2024)
RR
Arizona
(6/18/2024)
RR
Arkansas
(6/18/2024)
RR
California
(6/18/2024)
RR
Colorado
(6/18/2024)
RR
Connecticut
(6/18/2024)
RR
Delaware
(6/18/2024)
RR
District of Columbia
(6/18/2024)
RR
Florida
(6/18/2024)
RR
Georgia
(6/18/2024)
RR
Hawaii
(6/18/2024)
RR
Idaho
(6/18/2024)
RR
Illinois
(6/18/2024)
RR
Indiana
(6/18/2024)
RR
Iowa
(6/18/2024)
RR
Kansas
(6/18/2024)
RR
Kentucky
(6/18/2024)
RR
Louisiana
(6/18/2024)
RR
Maine
(6/18/2024)
RR
Maryland
(6/18/2024)
RR
Massachusetts
(6/18/2024)
RR
Michigan
(6/18/2024)
RR
Minnesota
(6/18/2024)
RR
Mississippi
(6/18/2024)
RR
Missouri
(6/18/2024)
RR
Montana
(6/18/2024)
RR
Nebraska
(6/18/2024)
RR
Nevada
(6/18/2024)
RR
New Hampshire
(6/18/2024)
RR
New Jersey
(6/18/2024)
RR
New Mexico
(6/18/2024)
RR
New York
(6/18/2024)
RR
North Carolina
(6/18/2024)
RR
North Dakota
(6/18/2024)
RR
Ohio
(6/18/2024)
RR
Oklahoma
(6/18/2024)
RR
Oregon
(6/18/2024)
RR
Pennsylvania
(6/18/2024)
RR
Rhode Island
(6/18/2024)
RR
South Carolina
(6/18/2024)
RR
South Dakota
(6/18/2024)
RR
Tennessee
(6/18/2024)
RR
Texas
(6/18/2024)
RR
Utah
(6/18/2024)
RR
Vermont
(6/18/2024)
RR
Virginia
(6/18/2024)
RR
Washington
(6/18/2024)
RR
West Virginia
(6/18/2024)
RR
Wisconsin
(6/18/2024)
RR
Wyoming
(6/18/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 11/29/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/25/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/28/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IM
ICAPITAL MARKETS LLC
AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
60 East 42nd Street 26th Floor, New York, NY 10165
Mailing Address
60 East 42nd Street 26th Floor, New York, NY 10165
Phone number
(646) 520-2020
Established
Delaware since 08/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ICAPITAL MARKETS HOLDING LLCPARENT
GEORGE, THOMAS KEITHFINOP5378303
HOUSTON, STEPHEN HENRYHEAD OF BROKER DEALER1988668
MORGAN, COURTNEYCHIEF COMPLIANCE OFFICER6384535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ICAPITAL MARKETS LLC

CRD#: 118219Greenwich, CT 06830

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