Shannon M. Kelly
Professional summary
Shannon Maureen Kelly, CFP®, CPWA®, who also goes by Shannon M. Kelly, Shannon Maureen Kelly, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bixby, Oklahoma and FIDELITY BROKERAGE SERVICES LLC located in Tulsa, Oklahoma.
Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Shannon has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Maureen Kelly's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Start date: 2022-07-11
Expire date: 2024-06-30
Education
Oklahoma State University
Master of Business Administration (MBA) - Business Administration, Non Profit Management, Data Analytics
2015
College of Charleston
Bachelor of Economics, Bachelor of Business Administration - Economics, Business Adminstration
2011
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2020 South Lewis Ave Suite 100, Tulsa, OK 74104-5757May 15, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2020 South Lewis Ave, Suite 100, Tulsa, OK 74104July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 28, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
August 25, 2014 - April 29, 2015
J.P. MORGAN SECURITIES LLC
February 24, 2013 - April 29, 2015
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2019)
(5/15/2015)
(2/12/2021)
(10/28/2016)
(1/15/2025)
(4/23/2020)
(7/21/2020)
(2/12/2021)
(2/12/2021)
(5/15/2015)
(7/21/2020)
(2/12/2021)
(7/21/2020)
(7/21/2020)
(2/12/2021)
(8/9/2017)
(3/12/2021)
(9/18/2020)
(10/8/2021)
(5/14/2020)
(1/3/2025)
(4/23/2020)
(6/4/2021)
(5/15/2015)
(3/31/2025)
(11/21/2023)
(3/1/2024)
(5/15/2015)
(3/31/2025)
(9/29/2023)
(7/21/2020)
(3/25/2023)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Bixby, OKTRUST BUT VERIFY
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