Kathy K. Jurgensen
Professional summary
Kathy K Jurgensen, who also goes by Kathy Kay Luckwaldt, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Temecula, California and STATE FARM VP MANAGEMENT CORP. located in Las Vegas, Nevada.
Kathy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Kathy has worked at 5 firms and has passed the Series 66, Series 7TO, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kathy K Jurgensen's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2021 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 29377 Rancho California Rd Ste 204, Temecula, CA 92591-5206June 16, 2021 - Present
STATE FARM VP MANAGEMENT CORP.
April 9, 2019 - December 11, 2020
CREATIVEONE SECURITIES, LLC
April 8, 2019 - December 11, 2020
CREATIVEONE SECURITIES, LLC
June 28, 2018 - October 12, 2018
OSAIC SERVICES, INC.
June 27, 2018 - October 12, 2018
OSAIC SERVICES, INC.
April 29, 2013 - August 5, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
March 26, 2013 - August 5, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2023)
(8/17/2023)
(6/16/2021)
(6/17/2021)
Exams
Series 7TO
Date: 3/14/2024
General Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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