Marshall M. Fraser

PERSPECTIVE ADVISORS

Bartlesville, OK 74006

Some features on this profile are disabled

CRD#: 6150620

Professional summary

Marshall Metcalf Fraser is a registered financial advisor currently at PERSPECTIVE ADVISORS, LLC located in Bartlesville, Oklahoma.

Marshall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Marshall has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am the sole owner of Harper Road Holdings, 100% of Seraph Advisors, LLC, and 24.9% of Perspective Advisors, LLC. It receives any profit distributions from Perspective Advisors, LLC. Name of outside business: Elevate by Perspective GP, LLC; Is the business investment related: Yes; Location of the business: 612 SE Frank Phillips Blvd. Bartlesville Oklahoma 74003 US; Description of the business: Elevate by Perspective GP, LLC serves as the general partner for Elevate by Perspective, LP; Position Title: Manager; Responsibilities Duties: Selecting and overseeing the fund's service providers as well as the fund's investment manager; Start date with business: 2024-06-01; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 5;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marshall Metcalf Fraser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2019 - Present

PERSPECTIVE ADVISORS, LLC

Office #1: 612 Se Frank Phillips Blvd, Bartlesville, OK 74006

RIA

CRD#: 301811

Bartlesville, OK

Past

September 16, 2013 - July 15, 2019

SERAPH CAPITAL ASSOCIATES, LLC

RIA

CRD#: 165754

BARTLESVILLE, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(7/22/2021)

IAR

Missouri
(5/26/2022)

IAR

Oklahoma
(8/5/2019)

IAR

Texas
(8/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/2013

Uniform Investment Adviser Law Examination

Current Firm

PERSPECTIVE ADVISORS, LLC

PERSPECTIVE ADVISORS, LLC | PERSPECTIVE MANAGEMENT COMPANY, LLC

CRD#: 301811 / SEC#:

Kansas

Registered Investment Advisory firm - (7/21/2021 Approved)

Missouri

Registered Investment Advisory firm - (5/26/2022 Approved)

Oklahoma

Registered Investment Advisory firm - (5/21/2019 Approved)

Texas

Registered Investment Advisory firm - (4/29/2019 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

612 Se Frank Phillips Blvd, Bartlesville, OK 74006

Mailing Address

Phone number

(918) 214-8858

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	362
AUM (Assets Under Management)	$ 30,603,380

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Theodore Jackson

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tuscaloosa, AL

Thomas Pineau-valencienne

CHIMERA SECURITIES, LLC

New York, NY

Samantha Flomenberg

YARDLEY WEALTH MANAGEMENT LLC

YARDLEY, PA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marshall M. Fraser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marshall Metcalf Fraser's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERSPECTIVE ADVISORS, LLC

SERAPH CAPITAL ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/2013

Current Firm

PERSPECTIVE ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PERSPECTIVE ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors