John P. Fee
Professional summary
John Paul Fee, who also goes by John P Fee, John Fee, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Nashville, Tennessee and CETERA INVESTMENT SERVICES LLC located in Nashville, Tennessee.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Paul Fee's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2014 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 15580 Old Hickory Blvd, Nashville, TN 37211September 10, 2014 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 15580 Old Hickory Blvd, Nashville, TN 37211March 25, 2013 - June 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 22, 2013 - June 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2016)
(5/13/2015)
(4/5/2016)
(3/23/2015)
(10/25/2016)
(2/6/2020)
(9/13/2018)
(3/30/2018)
(7/24/2023)
(10/19/2017)
(12/11/2024)
(11/19/2019)
(6/15/2015)
(9/10/2014)
(9/10/2014)
(1/28/2016)
(4/15/2019)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
