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MO

Manuel A. Ortiz Aquino

OCCIDENTAL ASSET MANAGEMENT
Altamonte Springs, FL 32701
Some features on this profile are disabled
CRD#: 6150167
MO

Professional summary

Manuel Angel Ortiz Aquino, CFP®, who also goes by Manuel A Ortiz, Manuel Ortiz, is a registered financial advisor currently at OCCIDENTAL ASSET MANAGEMENT, LLC located in Altamonte Springs, Florida.

Manuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Manuel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Manuel A Ortiz | Manuel Ortiz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manuel Angel Ortiz Aquino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

June 16, 2025 - Present

OCCIDENTAL ASSET MANAGEMENT, LLC

Office #1: 220 E Central Parkway Suite 3045, Altamonte Springs, FL 32701
RIA
CRD#: 168650
Altamonte Springs, FL
Past

January 29, 2024 - June 1, 2025

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Orlando, FL
Past

January 29, 2024 - June 1, 2025

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Orlando, FL
Past

November 25, 2014 - January 5, 2024

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Orlando, FL
Past

November 5, 2013 - January 5, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Orlando, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OCCIDENTAL ASSET MANAGEMENT, LLC
OCCAM | YOUR MENTAL WEALTH ADVISORS | YMW ADVISORS | OCCIDENTAL ASSET MANAGEMENT, LLC

CRD#: 168650 / SEC#: 801-78516

RIA
Registered Investment Advisory firm - (9/6/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/17/2025)
IAR
Florida
(7/9/2025)
IAR
South Carolina
(7/14/2025)
IAR
Texas
(6/16/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/24/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/5/2013
General Securities Representative Examination

Current Firm

OA
OCCIDENTAL ASSET MANAGEMENT, LLC
OCCAM | YOUR MENTAL WEALTH ADVISORS | YMW ADVISORS | OCCIDENTAL ASSET MANAGEMENT, LLC

CRD#: 168650 / SEC#: 801-78516

RIA
Registered Investment Advisory firm - (9/6/2013 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
301 California Drive #9, Burlingame, CA 94010
Mailing Address
Phone number
(650) 344-1600
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OCCAM BROCHURE 2026-02012 (2/12/2026)

Regulatory assets under management

Total Number of Accounts1,921
AUM (Assets Under Management)$ 1,071,771,428

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OCCIDENTAL ASSET MANAGEMENT, LLC

CRD#: 168650Altamonte Springs, FL 32701

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