Nicholas C. Seligman

CENTER PEAK FINANCIAL

DURHAM, NC 27713

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CRD#: 6149940

Professional summary

Nicholas C Seligman, CFP®, who also goes by Nicholas Seligman, is a registered financial advisor currently at CENTER PEAK FINANCIAL located in Durham, North Carolina.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nicholas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Nicholas Seligman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE AGENT. NOT INVESTMENT RELATED. AGENT. LESS THAN 10% OF TIME SPENT DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas C Seligman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

June 23, 2025 - Present

CENTER PEAK FINANCIAL

Office #1: 5011 Southpark Drive Suite 240, Durham, NC 27713

RIA

CRD#: 335440

DURHAM, NC

Past

March 28, 2013 - June 23, 2025

EDWARD JONES

RIA

CRD#: 250

DURHAM, NC

Past

February 7, 2013 - June 23, 2025

EDWARD JONES

CRD#: 250

DURHAM, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/25/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/6/2013

General Securities Representative Examination

Current Firm

CENTER PEAK FINANCIAL

CENTER PEAK FINANCIAL | CENTER PEAK FINANCIAL SERVICES, LLC

CRD#: 335440 / SEC#:

North Carolina

Registered Investment Advisory firm - (6/23/2025 Approved)

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Contact information

Main Address

5011 Southpark Drive Suite 240, Durham, NC 27713

Mailing Address

Phone number

(919) 267-3567

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Nicholas C. Seligman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas C Seligman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTER PEAK FINANCIAL

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 3/25/2013

SIE

Date: 10/1/2018

Series 7

Date: 2/6/2013

Current Firm

CENTER PEAK FINANCIAL

Contact information

Documents

Red Flags

Company Information

CENTER PEAK FINANCIAL

TRUST BUT VERIFY

Contact information

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