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EM

Edward T. Mcglasson

LIGHT CAPITAL LLC
Santa Monica, CA 90401
Some features on this profile are disabled
CRD#: 6147711
EM

Professional summary

Edward Tandy Mcglasson, who also goes by Ed Mcglasson, Edward Mcglasson, Edward Elijah Tandy-mcglasson, Edward Elijah Tandy Mcglasson IV, is a registered financial advisor currently at LIGHT CAPITAL LLC located in Santa Monica, California.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Edward has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ed Mcglasson | Edward Mcglasson | Edward Elijah Tandy-Mcglasson | Edward Elijah Tandy Mcglasson Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SELF/GOLF EVENT CONSULTANT(NON-INVESTMENT RELATED) - UP TO 12 HOURS PER MONTH FOR COMMITTEE MEETINGS AND EVENT COORDINATION AT VARIOUS HOURS DURING THE DAY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Tandy Mcglasson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2025 - Present

LIGHT CAPITAL LLC

Office #1: 520 Broadway 2nd Floor, Santa Monica, CA, 90401
RIA
CRD#: 323373
Santa Monica, CA
Past

November 1, 2022 - December 31, 2024

LIGHT CAPITAL LLC

RIA
CRD#: 323373
SANTA MONICA, CA
Past

June 14, 2022 - November 18, 2022

VALIDUS CAPITAL LLC

RIA
CRD#: 319212
EL SEGUNDO, CA
Past

September 25, 2017 - June 10, 2022

CERTUITY, LLC

RIA
CRD#: 129505
El Segundo, CA
Past

September 4, 2013 - September 7, 2017

J.DEREK LEWIS & ASSOCIATES, INC.

RIA
CRD#: 122307
NEWPORT BEACH, CA
Past

September 4, 2013 - September 7, 2017

JDL SECURITIES CORPORATION

BD
CRD#: 28131
NEWPORT BEACH, CA
Past

February 11, 2013 - July 9, 2013

GREEN STREET TRADING, LLC

RIA
CRD#: 28937
NEWPORT BEACH, CA
Past

February 11, 2013 - July 9, 2013

GREEN STREET TRADING, LLC

BD
CRD#: 28937
NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LIGHT CAPITAL LLC
LIGHT CAPITAL LLC

CRD#: 323373 / SEC#: 801-126710

RIA
Registered Investment Advisory firm - (2/16/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/11/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/23/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/7/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/8/2013
General Securities Representative Examination

Current Firm

LC
LIGHT CAPITAL LLC
LIGHT CAPITAL LLC

CRD#: 323373 / SEC#: 801-126710

RIA
Registered Investment Advisory firm - (2/16/2023 Approved)
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Contact information

Main Address
520 Broadway 2nd Floor, Santa Monica, CA, 90401
Mailing Address
Phone number
(424) 625-2065
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LIGHT CAP BROCHURE 2024.12.31 (3/31/2025)

Regulatory assets under management

Total Number of Accounts151
AUM (Assets Under Management)$ 114,535,643

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIGHT CAPITAL LLC

CRD#: 323373Santa Monica, CA 90401

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