Benjamin D. Shamberger
DIXON AND COMPANY WEALTH MANAGEMENT
WINSTON SALEM, NC 27106
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CRD#: 6147040
Professional summary
Benjamin David Shamberger, CFP®, who also goes by Ben David Shamberger, Ben Shamberger, Benjamin David Shamberger, Benjamin Shamberger, is a registered financial advisor currently at DIXON AND COMPANY WEALTH MANAGEMENT, LLC located in Winston Salem, North Carolina and PURSHE KAPLAN STERLING INVESTMENTS located in Winston Salem, North Carolina.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Benjamin has worked at 7 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben David Shamberger | Ben Shamberger | Benjamin David Shamberger | Benjamin Shamberger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Dixon & Company Wealth Management; Yes; 155 Sunnynoll Court, Suite 101 Winston Salem, NC 27106; RIA; Financial Advisor; 02/2019; 160; 130; Financial planning, investment management, client services, and marketing. 2) Fixed Insurance/PKSF; Yes; 155 Sunnynoll Court, Suite 101 Winston Salem, NC 27106; Fixed/traditional insurance; Agent; 02/2019; 2; 2; Sales of fixed/traditional insurance products. 3) The Financial Edge Podcast; Yes; 155 Sunnynoll Court, Suite 101 Winston Salem, NC 27106; Teaching/coaching; Podcast co-founder/co-host; 01/2020; 5; 5; Developing and writing content for each episode, recording and editing episodes and track episode performance. 4) Money & Stuff Book; Yes; 155 Sunnynoll Court, Suite 101 Winston Salem, NC 27106; A book of financial education for novice investors; Contributing author; 2021; 1; 1; We've already published the book 2 years ago. Occasionally, we edit it for content and clarity. This is general financial education information, we don't talk specific investments or products. 5) WeINSPIRE Movement; No; 6514 Marlboro Pike Unit 471819 District Heights, MD 20753; A good news media organization; Advisory Board Member; 2018; 1; 0; Take part in quarterly board meetings and occasionally a committee meeting 2-3 times per year. 6) Purshe Kaplan Sterling Investments; Yes; Albany, NY; Registered Representative; 04/2024 7) Ben Shamberger Holdings, LLC; Owner; Investment Related; At Reported Location. Responsibilities: Assisting clients with understanding and purchasing insurance products if it is in their best interest.; Start date: 2024-02-28; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 40. 8)Greensboro Leads Group. Not Investment Related. At Reported Location. Networking Group. President. 11/2024. 8 Hrs/Mo; 2 Hrs During Trading Hours. Weekly meetings, notify leadership of member issues, review all member applications & renewals.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin David Shamberger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
March 18, 2019 - Present
DIXON AND COMPANY WEALTH MANAGEMENT, LLC
Office #1: 155 Sunnynoll Ct Suite 101, Winston Salem, NC 27106RIA
CRD#: 169862
WINSTON SALEM, NC
Current
February 12, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 155 Sunnynoll Court Suite 101, Winston Salem, NC 27106BD
CRD#: 35747
Winston Salem, NC
Past
April 5, 2021 - February 17, 2022
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
WINSTON SALEM, NC
Past
July 13, 2018 - January 30, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
February 10, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WINSTON-SALEM, NC
Past
November 25, 2014 - January 22, 2019
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WINSTON-SALEM, NC
Past
June 17, 2014 - November 4, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
KERNERSVILLE, NC
Past
June 17, 2014 - November 4, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
KERNERSVILLE, NC
Past
May 3, 2013 - October 25, 2013
EDWARD JONES
RIA
CRD#: 250
GREENSBORO, NC
Past
February 7, 2013 - October 25, 2013
EDWARD JONES
BD
CRD#: 250
GREENSBORO, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(8/25/2025)
IAR
North Carolina(3/18/2019)
RR
North Carolina(2/16/2024)
RR
South Carolina(2/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DA
DIXON AND COMPANY WEALTH MANAGEMENT, LLC
DIXON & COMPANY WEALTH MANAGEMENT | DIXON, MIKE | DIXON AND COMPANY WEALTH MANAGEMENT, LLC | DIXON AND COMPANY WEALTH MANAGEMENT LLC | DIXON & COMPANY WEALTH MGMT LLC | DIXON & COMPANY WEALTH MANAGEMENT, LLC | DIXON & COMPANY WEALTH MANAGEMENT LLC
CRD#: 169862 / SEC#:
Florida
Registered Investment Advisory firm - (8/25/2025 Approved)North Carolina
Registered Investment Advisory firm - (12/23/2013 Approved)Texas
Registered Investment Advisory firm - (8/15/2018 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Sunnynoll Ct Suite 101, Winston Salem, NC 27106
Mailing Address
Phone number
(336) 245-8626
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 534 |
| AUM (Assets Under Management) | $ 57,621,290 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DIXON AND COMPANY WEALTH MANAGEMENT, LLC
CRD#: 169862Winston Salem, NC 27106TRUST BUT VERIFY
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