AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Benjamin David Shamberger

Benjamin D. Shamberger

DIXON AND COMPANY WEALTH MANAGEMENT
WINSTON SALEM, NC 27106
Some features on this profile are disabled
CRD#: 6147040
Benjamin David Shamberger
Benjamin David ShambergerDIXON AND COMPANY WEALTH MANAGEMENT

Professional summary

Benjamin David Shamberger, CFP®, who also goes by Ben David Shamberger, Ben Shamberger, Benjamin David Shamberger, Benjamin Shamberger, is a registered financial advisor currently at DIXON AND COMPANY WEALTH MANAGEMENT, LLC located in Winston Salem, North Carolina and PURSHE KAPLAN STERLING INVESTMENTS located in Winston Salem, North Carolina.

Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Benjamin has worked at 7 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Aliases

Ben David Shamberger | Ben Shamberger | Benjamin David Shamberger | Benjamin Shamberger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin David Shamberger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2021

Experience

Current

March 18, 2019 - Present

DIXON AND COMPANY WEALTH MANAGEMENT, LLC

Office #1: 155 Sunnynoll Ct Suite 101, Winston Salem, NC 27106
RIA
CRD#: 169862
WINSTON SALEM, NC
Current

February 12, 2024 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 155 Sunnynoll Court Suite 101, Winston Salem, NC 27106
BD
CRD#: 35747
WINSTON SALEM, NC
Past

April 5, 2021 - February 17, 2022

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
WINSTON SALEM, NC
Past

July 13, 2018 - January 30, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

February 10, 2015 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
WINSTON-SALEM, NC
Past

November 25, 2014 - January 22, 2019

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WINSTON-SALEM, NC
Past

June 17, 2014 - November 4, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
KERNERSVILLE, NC
Past

June 17, 2014 - November 4, 2014

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
KERNERSVILLE, NC
Past

May 3, 2013 - October 25, 2013

EDWARD JONES

RIA
CRD#: 250
GREENSBORO, NC
Past

February 7, 2013 - October 25, 2013

EDWARD JONES

BD
CRD#: 250
GREENSBORO, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Florida
(8/25/2025)
IAR
North Carolina
(3/18/2019)
RR
North Carolina
(2/16/2024)
RR
South Carolina
(2/22/2024)
IAR
Texas
(1/28/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/13/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 5/2/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/6/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DA
DIXON AND COMPANY WEALTH MANAGEMENT, LLC
DIXON & COMPANY WEALTH MANAGEMENT | DIXON, MIKE | DIXON AND COMPANY WEALTH MANAGEMENT, LLC | DIXON AND COMPANY WEALTH MANAGEMENT LLC | DIXON & COMPANY WEALTH MGMT LLC | DIXON & COMPANY WEALTH MANAGEMENT, LLC | DIXON & COMPANY WEALTH MANAGEMENT LLC

CRD#: 169862 / SEC#:

Florida
Registered Investment Advisory firm - (8/25/2025 Approved)
North Carolina
Registered Investment Advisory firm - (12/23/2013 Approved)
Texas
Registered Investment Advisory firm - (8/15/2018 Conditional Restricted)
Loading...

Contact information

Main Address
155 Sunnynoll Ct Suite 101, Winston Salem, NC 27106
Mailing Address
Phone number
(336) 245-8626
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts489
AUM (Assets Under Management)$ 61,423,955

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DIXON AND COMPANY WEALTH MANAGEMENT, LLC

CRD#: 169862Winston Salem, NC 27106

TRUST BUT VERIFY

Monitor Benjamin Shamberger

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Natalia Carolina Avila
Natalia AvilaAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
SANTA CLARITA, CA
Daniel Brian Conklin
Daniel ConklinAdvisorCheck Check Mark
HUNTER STREET INVESTMENT ADVISORS LLC
IAR
APEX, NC
Casey Alan Mack
Casey MackAdvisorCheck Check Mark
THE SUM
IAR
THE WOODLANDS, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.