Michael Davis
EAGLE STRATEGIES LLC
LEOMINSTER, MA 01453
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CRD#: 6146249
Professional summary
Michael Davis, CFP®, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Leominster, Massachusetts and NYLIFE SECURITIES LLC located in Leominster, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products-through GA Brookfield Partners; 201 Jones Road, 5th Floor, Waltham, MA, 02451; Start Date 07/2016; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [Jurs Montgomery Brokerage LLC; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 201 Jones Road, 5th Floor, Waltham, MA, 02451; Start Date 07/2016; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF BRIGHT FUTURE FINANCIAL, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; LEOMINSTER, MA; START DATE: 12/2018] [North Central Chamber of Commerce - Government Affairs Committee; North Central MA Chamber of Commerce - Government Affairs Committee members develop a list of potential and current legislation that the NCMCC staff should actively monitor as well as discuss the support or lack of support for each piece. ; 860 South Street, Fitchburg, MA, 01420; Start Date 01/2024; Role/Title: Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours; develop a list of potential and current legislation that the NCMCC staff should actively monitor as well as discuss the support or lack of support for each piece.][NAIFA MA - Grass Roots Co-Chair; focus on federal grass roots efforts; 975 Merriam Ave, Suite 200, Leominster, MA, 01453; Start Date 01/2025; Role/Title: Board Member; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; advocate]
CRS (Client Relationship Summary) - RIA
Click below to view Michael Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
August 22, 2016 - Present
EAGLE STRATEGIES LLC
Office #1: 975 Merriam Ave Suite 200, Leominster, MA 01453RIA
CRD#: 110826
LEOMINSTER, MA
Current
March 18, 2013 - Present
NYLIFE SECURITIES LLC
Office #1: Bright Future Financial Llc 975 Merriam Ave Suite 200, Leominster, MA 01453BD
CRD#: 5167
Leominster, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/26/2024)
RR
Colorado(2/17/2016)
RR
Connecticut(9/24/2021)
RR
Florida(3/31/2016)
RR
Idaho(9/3/2024)
RR
Illinois(5/22/2014)
RR
Indiana(5/11/2020)
RR
Maine(5/30/2017)
RR
Massachusetts(9/16/2013)
IAR
Massachusetts(8/22/2016)
RR
Michigan(1/23/2023)
RR
Minnesota(10/17/2016)
RR
Nevada(9/19/2013)
RR
New Hampshire(2/25/2020)
RR
New Jersey(10/22/2024)
RR
Pennsylvania(2/8/2019)
RR
Rhode Island(12/13/2019)
RR
Texas(3/23/2021)
IAR
Texas(3/31/2021)
RR
Vermont(8/2/2024)
RR
Virginia(10/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Leominster, MA 01453TRUST BUT VERIFY
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