AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
DT

Dean Vincent Toscano

GPWA
Nashville, TN
·CRD# 6145732·13 years experience

Professional Summary

Dean Vincent Toscano is a registered financial advisor currently at GPWA, LLC located in Nashville, Tennessee. Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Dean has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Years of Experience

13 years in the financial services industry

Current & Past Employments

Current

GPWA, LLCCurrent·CRD# 170171
RIA
BD
Nashville, TN
February 24, 2015 - Present
GPWA, LLCCurrent·CRD# 170171
RIA
BD
2400 Barton Ave., Nashville, TN 37212
February 23, 2015 - Present

Past

MML INVESTORS SERVICES, LLCPast·CRD# 10409
RIA
Brentwood, TN
October 22, 2013 - February 5, 2015
MML INVESTORS SERVICES, LLCPast·CRD# 10409
BD
Brentwood, TN
February 24, 2013 - February 5, 2015

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Current Firm

GL
GPWA, LLC

GPWA, LLC | GRAMERCY PARK WEALTH ADVISORS, LLC

CRD#: 170171 / SEC#: 8-69413
Georgia
Registered Investment Advisory firm - SEC (2/15/2023 Approved)
Michigan
Registered Investment Advisory firm - SEC (11/28/2018 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (10/2/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2400 Barton Ave., Nashville, TN 37212

Mailing Address

2400 Barton Ave., Nashville, TN 37212

Phone Number

(615) 424-2118

Established

Tennessee since 01/29/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

7

FINRA licenses (12 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
COTE, BRIAN JOSEPHCEO/ CCO4218494
BEATON, DANIEL STEWARTFINOP4240769

Regulatory Assets Under Management

Total Number of Accounts

333

AUM (Assets Under Management)

$108,103,094

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DEAN TOSCANO INSURANCE IS THE D/B/A UNDER WHICH DEAN TOSCANO CONDUCTS INDIVIDUAL AND GROUP INSURANCE SALES AND CONSULTING. SUCH BUSINESS IS CONDUCTED APPROXIMATELY 15-20 HOURS PER MONTH OR APPROXIMATELY 4-5 HOURS PER WEEK. THE BUSINESS BEGAN ON 4/15/2015 AND IS INVESTMENT RELATED. DEAN TOSCANO INSURANCE IS LOCATED AT 8780 Hester Beasley Rd, Nashville, TN 37221. 2. DEAN TOSCANO OWNS A RENTAL HOME LOCATED AT 1150b CAHAL AVE., NASHVILLE, TN; NON-INVESTMENT RELATED; HOME WAS PURCHASED IN JULY 2016; MR. TOSCANO SPENDS APPROXIMATELY 3 HOURS PER MONTH ON THIS BUSINESS; NO HOURS ARE DEVOTED DURING TRADING HOURS; DUTIES ARE RENT COLLECTION AND MAINTENANCE. 3. DEAN TOSCANO OFFERS NON-BANK LOANS TO INDIVIDUALS PURCHASING REAL ESTATE. THE LOANS ARE OFFERED BY HIMSELF PERSONNALY AND NOT THROUGH ANY OTHER ENTITY; THE BUSINESS IS CONDUCTED OUT OF HIS HOME LOCATED AT 8780 Hester Beasley Rd, Nashville, TN 37221. THE BUSINESS IS NOT INVESTMENT RELATED. MR. TOSCANO BEGAN THE BUSINESS IN 2016. MR. TOSCANO SPENDS 3-5 HOURS PER MONTH TO THE BUSINESS. HIS DUTIES INCLUDE PAYMENT COLLECTION. 4. Dean Toscano teaches Economics & Personal Finance at Renew Christian Academy located at 1101 Gardner Drive, Franklin, TN 37064. Began teaching in 2021. Non-investment related. Approximately 5 hours per week during trading hours. 5. Name: Dean Toscano; Not investment related; Nature of the business: Referral fees to be paid on bridge loans (non-securities); Position/Title: owner; Start Date: 12/29/2025; Approximately 1 hour/month will be devoted to this OBA, no time during securities trading hours; Brief description: Limited supporting role to another GPWA Registered Person/Principal Investment Banker Mark B. Frost in the identification of a GPWA Client (or outside investor) who could benefit from a Short-term, small dollar amount bridge loan borrowing for a Frost client closing a bank ABL LOC. The bank ABL LOC and short-term ABL Bridge Loan were not securities transactions

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(6/4/2015)
RR
Kentucky
(4/15/2020)
RR
Tennessee
(2/24/2015)
IAR
Tennessee
(2/24/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2013About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2013About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Dean Vincent Toscano's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Dean Vincent Toscano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#