EC
Elias J. Chaikin
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Ormond Beach, FL 32174
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CRD#: 6144766
EC
Professional summary
Elias James Chaikin, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Ormond Beach, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Ormond Beach, Florida.
Elias is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Elias has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.TRIBUTUM REPRESENTATION, 128 SAND PINE PL, NEW SMYNRA BEACH, FL, 1/2017 AS ENROLLED AGENT PREPARING TAX RETURNS AND REPRESENTING CLIENTS IN IRS DISPUTES. NIR - 1.5/WK - 0/TRADING. 2.INDEPENDENT INSURANCE AGENT, 128 SAND PINE PL, NEW SMYNRA BEACH, FL, 6/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/YR - 0/TRADING 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 35/WK - 35/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.Anchor Certified Planners Group, 1395 W Granda Blvd, Ormond Beach FL 32174, United States, 04/2018, Investment Advisor Representative, DBA Name, Investment Related, HR/MO: 160, HR/MO TRADING: 120
CRS (Client Relationship Summary) - RIA
Click below to view Elias James Chaikin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
April 20, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1395 West Granada Blvd., Ormond Beach, FL 32174RIA
CRD#: 134139
Ormond Beach, FL
Current
April 17, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1395 West Granada Blvd., Ormond Beach, FL 32174BD
CRD#: 39543
Ormond Beach, FL
Past
November 29, 2017 - April 25, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
PORT ORANGE, FL
Past
November 29, 2017 - April 25, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
PORT ORANGE, FL
Past
June 4, 2015 - December 5, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
ORMOND BEACH, FL
Past
June 3, 2015 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
ORMOND BEACH, FL
Past
September 6, 2013 - June 1, 2015
OSAIC FA, INC.
RIA
CRD#: 3978
SACRAMENTO, CA
Past
May 28, 2013 - June 1, 2015
OSAIC FA, INC.
BD
CRD#: 3978
SACRAMENTO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/19/2025)
RR
California(4/17/2018)
RR
Colorado(6/6/2023)
RR
Florida(4/17/2018)
IAR
Florida(4/20/2018)
RR
Georgia(12/22/2021)
RR
Illinois(12/17/2020)
RR
Indiana(6/8/2023)
RR
Kentucky(12/14/2022)
RR
Maine(12/22/2021)
RR
Maryland(1/10/2022)
RR
Massachusetts(4/8/2025)
RR
Michigan(1/11/2021)
RR
New Jersey(11/16/2022)
RR
New Mexico(4/17/2018)
RR
New York(6/8/2023)
RR
North Carolina(10/26/2021)
RR
Ohio(6/7/2023)
RR
Oklahoma(5/28/2024)
RR
South Carolina(1/4/2022)
RR
Tennessee(6/8/2023)
RR
Texas(12/6/2018)
IAR
Texas(12/6/2018)
RR
Virginia(12/22/2021)
RR
West Virginia(8/18/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Ormond Beach, FL 32174TRUST BUT VERIFY
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