MH
Michael R. Hemmerich
FORTRESS PRIVATE LEDGER
Durham, NC 27701
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CRD#: 6141142
MH
Professional summary
Michael Richard Hemmerich is a registered financial advisor currently at FORTRESS PRIVATE LEDGER, LLC located in Durham, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 05/20/2014 - HEMMERICH CAPITAL, LLC - PERSONAL CHECKING ACCOUNT FOR RECEIPT OF DISTRIBUTIONS FROM PASSIVE INVESTMENTS. SOLE OWNER OF CHECKING ACCOUNT AND LLC. - TIME SPENT 1% - DURHAM, NC. (2) 7/10/2019 - Hemmerich Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for FPL Business (entity for FPL business) - Start 07/10/2019 - 120 Hours Per Month During Securities Trading. (3) 07/10/2019 - Fortress Retirement Plan Advisors - Investment Related - At Reported Business Location(s) - DBA for FPL Business (entity for FPL business) - Start Date 07/10/2019 - 5 Hours Per Month/5 During Securities Trading. (4) 09/18/2019 - Fortress Financial Partners - Investment Related DBA name for Securities business through FPL; no hours during trading as this is one and the same to securities business. (5) 07/31/2022 - Just a Pinch Productions, LLC - Investment interest as a limited partner (approximately 35%) in "Just A Pinch Productions, LLC," a California limited liability corporation, which produced the film "My Favorite Girlfriend." I have no management powers or responsibilities. Other than the original financing, I spend no time on it other then getting occasional phone or email updates and was only on the set as an interested visitor for about six hours during the three weeks of filming. My title is "Executive Producer," which means that I've provided equity financing but doesn't mean I have any executive authority. The "Producers" are the ones who solely make all decisions related to the movie - cast, crew, distribution, etc..., although they are happy to receive any comments I may have. It's analogous to being a limited partner in a real estate investment partnership with the general partner having all authority. For example, if a film wins a Best Picture Academy Award, it's the Producers whose names are on the Oscar, not any of the Executive Producers. The latter just hopes to get a positive return on the investment.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Richard Hemmerich's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Richard Hemmerich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2019 - Present
FORTRESS PRIVATE LEDGER, LLC
Office #1: 404 Hunt Street, Ste 520, Durham, NC 27701RIA
BD
CRD#: 290298
Durham, NC
Current
April 14, 2022 - Present
FORTRESS PRIVATE LEDGER, LLC
Office #1: 3110 Edwards Mill Rd Suite 200, Raleigh, NC 27612RIA
BD
CRD#: 290298
Raleigh, NC
Past
March 15, 2013 - July 15, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
DURHAM, NC
Past
January 16, 2013 - July 15, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
DURHAM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FORTRESS PRIVATE LEDGER, LLC
ABUNDANCE NC | THE JEFFREY GROUP | JG3, LLC | JAVELIN 19 OPPORTUNITY ZONE ADVISORS | HOMETOWN RETIREMENT STRATEGIES | FORTRESS RETIREMENT PLAN ADVISORS | FORTRESS PRIVATE LEDGER, LLC | FORTRESS PRIVATE LEDGER | FORTRESS PHYSICIANS | FORTRESS INVESTMENT MANAGEMENT | FORTRESS FINANCIAL PARTNERS | FORTRESS ADVISOR NETWORK | COLLEGIATE FINANCIAL GROUP | BEST INTEREST WEALTH PLANNING, LLC | AXIOM CONSULTING GROUP | ARCHER
CRD#: 290298 / SEC#: 801-118075, 8-70027
RIA
Registered Investment Advisory firm - SEC (2/18/2020 Approved)North Carolina
Registered Investment Advisory firm - SEC (2/28/2020 Terminated)Texas
Registered Investment Advisory firm - SEC (2/27/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(7/11/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FP
FORTRESS PRIVATE LEDGER, LLC
ABUNDANCE NC | THE JEFFREY GROUP | JG3, LLC | JAVELIN 19 OPPORTUNITY ZONE ADVISORS | HOMETOWN RETIREMENT STRATEGIES | FORTRESS RETIREMENT PLAN ADVISORS | FORTRESS PRIVATE LEDGER, LLC | FORTRESS PRIVATE LEDGER | FORTRESS PHYSICIANS | FORTRESS INVESTMENT MANAGEMENT | FORTRESS FINANCIAL PARTNERS | FORTRESS ADVISOR NETWORK | COLLEGIATE FINANCIAL GROUP | BEST INTEREST WEALTH PLANNING, LLC | AXIOM CONSULTING GROUP | ARCHER
CRD#: 290298 / SEC#: 801-118075, 8-70027
RIA
Registered Investment Advisory firm - SEC (2/18/2020 Approved)North Carolina
Registered Investment Advisory firm - SEC (2/28/2020 Terminated)Texas
Registered Investment Advisory firm - SEC (2/27/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
3110 Edwards Mill Rd, Ste 200 Suite 200, Raleigh, NC 27612
Mailing Address
3110 Edwards Mill Rd, Ste 200, Raleigh, NC 27612
Phone number
(919) 322-2762
Established
North Carolina since 11/17/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
26
SEC notice filing (19 States and Territories)
FINRA licenses (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,115 |
| AUM (Assets Under Management) | $ 346,106,253 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORTRESS PRIVATE LEDGER, LLC
CRD#: 290298Durham, NC 27701TRUST BUT VERIFY
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