SG
Stephanie R. Gumm
SAVVY
Reston, VA 20190
Some features on this profile are disabled
CRD#: 6140496
SG
Professional summary
Stephanie Riesner Gumm, who also goes by Stephanie Pendleton Riesner, is a registered financial advisor currently at SAVVY located in Reston, Virginia.
Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Stephanie has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephanie Pendleton Riesner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ASH Brokerage. Investment-related. Insurance sales. Insurance Broker. 08/13/2021. 25% of time during business hours. Life, disability, and long term care insurance sales. 2. Alera Group. Investment-related. Group benefit design. Broker. 10/01/2018. 0 hours/month. 0 hours during securities trading hours. Employee benefit design - group health, life and disability. 3. Simplicity Group. Investment-related. Selling insurance. Insurance Broker. 10/13/2025. 25% of time during business hours. Annuities and life, disability and long term care products. 4. neXco National. Not investment-related. Business to Business Networking. Co-Chair of Events and Partner. 05/01/2023. 5% of time during business hours. B2B national networking organization with 24 chapters currently that meet on Zoom and occasional in person event. 5. Profits & Pours with Stephanie. Not investment-related. Founder. 5/10/2023. 8 hours/month. 0 during securities trading hours. Invite panelists and attendees to have an interactive panel discussion around a particular topic. Divide panels into Operations, Legal and Financial. Either Emcee the event or participate as a panelist and address exit planning topics. Each panelist is required to bring in attendees. Goals is to gain new clients. I charge the attendees and panelists for the event and if any proceeds are leftover I donate them to charity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Riesner Gumm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2025 - Present
SAVVY
Office #1: 1818 Library St Suite 500, Reston, VA 20190RIA
CRD#: 318493
Reston, VA
Past
August 12, 2021 - October 14, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Reston, VA
Past
August 12, 2021 - October 14, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Reston, VA
Past
September 6, 2018 - August 17, 2021
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
VIENNA, VA
Past
July 16, 2018 - August 17, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
VIENNA, VA
Past
June 5, 2014 - December 13, 2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
GAITHERSBURG, MD
Past
January 30, 2013 - December 13, 2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
GAITHERSBURG, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS
CRD#: 318493 / SEC#: 801-123656
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/15/2025)
IAR
Virginia(10/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS
CRD#: 318493 / SEC#: 801-123656
RIA
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Contact information
Main Address
111 West 33rd Street Unit 1410, New York, NY 10001
Mailing Address
Phone number
(833) 745-6789
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,776 |
| AUM (Assets Under Management) | $ 1,295,318,161 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
