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Alexander Jeremy Hecker

SB1 CAPITAL MARKETS
New York, NY
·CRD# 6140462·13 years experience

Professional Summary

Alexander Jeremy Hecker, who also goes by Alex Hecker, is a registered financial advisor currently at SB1 CAPITAL MARKETS INC located in New York, New York and ALDER SECURITIES LLC located in Greenwich, Connecticut. Alexander is registered as a RR (Registered Representative) and started their career in finance in 2013. Alexander has worked at 11 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alex Hecker

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

SB1 CAPITAL MARKETS INC·CRD# 154132
BD
260 Madison Ave 8th Floor, New York, NY 10016
January 21, 2025 - Present
ALDER SECURITIES LLC·CRD# 326041
BD
Greenwich, CT
March 6, 2025 - Present
SQUARE GLOBAL MARKETS·CRD# 158419
BD
Soho Works 430 West 14th Street 3rd Floor, New York, NY 10014
June 4, 2025 - Present
EAGLE POINT SECURITIES LLC·CRD# 324528
BD
600 Steamboat Road Suite 202, Greenwich, CT 06830
August 1, 2025 - Present
SOFI WEALTH LLC·CRD# 167958
RIA
Claymont, DE
July 19, 2019 - November 12, 2024
SOFI SECURITIES LLC·CRD# 151717
BD
Claymont, DE
July 17, 2019 - November 12, 2024
REALTA INVESTMENT ADVISORS, INC·CRD# 134952
RIA
Wilmington, DE
August 13, 2018 - July 16, 2019
REALTA EQUITIES, INC.·CRD# 23769
BD
Wilmington, DE
August 8, 2018 - July 16, 2019
CAPITAL ONE ADVISORS, LLC·CRD# 136865
RIA
Wilmington, DE
November 2, 2016 - August 7, 2018
CAPITAL ONE INVESTING, LLC·CRD# 45744
BD
Wilmington, DE
November 2, 2016 - August 7, 2018
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Newark, DE
February 3, 2015 - August 8, 2016
CAPITAL ONE ADVISORS, LLC·CRD# 136865
RIA
Mclean, VA
October 2, 2013 - November 26, 2014
CAPITAL ONE INVESTING, LLC·CRD# 45744
BD
Wilmington, DE
June 3, 2013 - November 26, 2014

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Current Firm

EP
EAGLE POINT SECURITIES LLC

EAGLE POINT SECURITIES LLC

CRD#: 324528 / SEC#: 8-71048
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

600 Steamboat Road Suite 202, Greenwich, CT 06830

Mailing Address

600 Steamboat Road Suite 202, Greenwich, CT 06830

Phone Number

(203) 340-8565

Established

Delaware since 11/29/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
EAGLE POINT HOLDINGS LPSOLE MEMBER—
CHUNG, MICHAEL NMNFINOP/PFO5739877
DAIGLE, JENNIFFER ALYCEVICE PRESIDENT2620553
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER (POO)4197747
HECKER, ALEXANDER JEREMYCHIEF COMPLIANCE OFFICER6140462
ROTH, JOSEPH HARRISPRESIDENT7673254

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/9/2025)
RR
Connecticut
(10/27/2025)
RR
New York
(6/4/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2013About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2025About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2013About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2025About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Nov 2020About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jun 2019About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Alexander Jeremy Hecker's CRS (Customer Relationship Summary).

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