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Steven Eric Post

PATHWAY FINANCIAL ADVISERS
AUBURN, IN
·CRD# 6140150·14 years experience

Professional Summary

Steven Eric Post, who also goes by Steven E Post, is a registered financial advisor currently at PATHWAY FINANCIAL ADVISERS, LLC located in Auburn, Indiana. Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Steven has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steven E Post

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

PATHWAY FINANCIAL ADVISERS, LLC·CRD# 166237
RIA
4571 County Road 35, Auburn, IN 46706
January 2, 2013 - Present

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Current Firm

PF
PATHWAY FINANCIAL ADVISERS, LLC

PATHWAY FINANCIAL ADVISERS, LLC | STEVEN E POST, LLC

CRD#: 166237 / SEC#: 801-80650
RIA
Registered Investment Advisory firm - SEC (12/22/2014 Approved)
Indiana
Registered Investment Advisory firm - Indiana (12/23/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4571 County Road 35, Auburn, IN 46706

Phone Number

(260) 925-2887

# of Employees

8

SEC notice filing (7 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/11/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,832

AUM (Assets Under Management)

$524,223,965

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Pfister and Miller, Inc. - non-investment-related - 4571 County Road 35, Auburn Indiana 46706. Accounting and tax professional practice. Title-Tax Professional, Start Date - 04/1974 - Hours per month - 25 mostly during trading hours. My duties include accounting and tax return preparation. Steven E Post is an owner of Financial Building, LLC DBA Covenant Properties. This building was purchased by David Tracey (50%), Austin Miller (25%), Steve Post (12.5%) & Joel Grimm (12.5%) in Auburn, Indiana for the purpose of renting it to the Investment Firm Pathway Financial Advisers, LLC & an accounting/tax Firm Pfister & Miller, Inc. His responsibilities include managing the real estate property for the tenants of Pathway Financial Advisers, LLC & Pfister & Miller, Inc. 2 hours a month are devoted to this activity during trading hours. 3 hours a month are devoted to this activity outside of trading hours. 0 yearly compensation is expected to be derived from this business. Steven E Post is the owner of Steven E. Post, LLC, of which was founded in 2010. Address: 2004 Approach Drive, Auburn, IN 46706. Start Date: 01/2010. Duties involve performing trust services for which he is the Trustee. Steven E Post allocates 5-10 hours a month to this activity outside of trading hours. Investment Related. These services are not provided to any existing Pathway Financial Adviser client.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PATHWAY FINANCIAL ADVISERS, LLC

PATHWAY FINANCIAL ADVISERS, LLC | STEVEN E POST, LLC

CRD#: 166237 / SEC#: 801-80650
RIA
Registered Investment Advisory firm - SEC (12/22/2014 Approved)
Indiana
Registered Investment Advisory firm - Indiana (12/23/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Indiana
(1/2/2013)
IAR
Texas
(1/28/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2012About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Steven Eric Post's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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