SP
Steven E. Post
PATHWAY FINANCIAL ADVISERS
Auburn, IN 46706
Some features on this profile are disabled
CRD#: 6140150
SP
Professional summary
Steven Eric Post, who also goes by Steven E Post, is a registered financial advisor currently at PATHWAY FINANCIAL ADVISERS, LLC located in Auburn, Indiana.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Steven has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven E Post
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Post and Miller, Inc. - non investment-related - 4571 County Road 35, Auburn Indiana 46706. Accounting and tax professional practice. Title-Tax Professional, Start Date - 04/1974 - Hours per month - 85 mostly during trading hours. My duties include accounting and tax return preparation. Steven E Post is an owner of Financial Building, LLC DBA Covenant Properties. This building was purchased by David Tracey (50%), Austin Miller (25%), Steve Post (12.5%) & Joel Grimm (12.5%) in Auburn, Indiana for the purpose of renting it to the Investment Firm Pathway Financial Advisers, LLC & an accounting/tax Firm Post & Miller, Inc. His responsibilities include managing the real estate property for the tenants of Pathway Financial Advisers, LLC & Post & Miller, Inc. 5 hours a month are devoted to this activity during trading hours. 10 hours a month are devoted to this activity outside of trading hours. 0 yearly compensation is expected to be derived from this business. Steven E Post is the owner of Steven E. Post, LLC, of which was founded in 2010. Address: 2004 Approach Drive, Auburn, IN 46706. Start Date: 01/2010. Duties involve performing trust services for which he is the Trustee. Steven E Post allocates 5-10 hours a month to this activity outside of trading hours. Investment Related. These services are not provided to any existing Pathway Financial Adviser client.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Eric Post's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2013 - Present
PATHWAY FINANCIAL ADVISERS, LLC
Office #1: 4571 County Road 35, Auburn, IN 46706RIA
CRD#: 166237
Auburn, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PATHWAY FINANCIAL ADVISERS, LLC
PATHWAY FINANCIAL ADVISERS, LLC | STEVEN E POST, LLC
CRD#: 166237 / SEC#: 801-80650
RIA
Registered Investment Advisory firm - (12/22/2014 Approved)Indiana
Registered Investment Advisory firm - (12/23/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(1/2/2013)
IAR
Texas(1/28/2015)
Current Firm
PF
PATHWAY FINANCIAL ADVISERS, LLC
PATHWAY FINANCIAL ADVISERS, LLC | STEVEN E POST, LLC
CRD#: 166237 / SEC#: 801-80650
RIA
Registered Investment Advisory firm - (12/22/2014 Approved)Indiana
Registered Investment Advisory firm - (12/23/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4571 County Road 35, Auburn, IN 46706
Mailing Address
Phone number
(260) 925-2887
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,690 |
| AUM (Assets Under Management) | $ 442,844,998 |
Red Flags
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