Victoria L. Sawyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Lynn Sawyer, who also goes by VIckie Sawyer, Victoria Sawyer, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 2013. Victoria had worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2014 - January 21, 2016
ADIRONDACK TRADING GROUP LLC
January 7, 2013 - September 10, 2014
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Exams
Current Firm
ADIRONDACK TRADING GROUP LLC
CRD#: 103910 / SEC#: , 8-52384
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
