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Leigh Mccobb Garber

CRD# 2768572·Registered 1998 - 2018
Previously Registered: Being a previously registered professional could mean that Leigh is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Leigh Mccobb Garber, who also goes by Leigh M Garber, was a registered financial advisor. Leigh was a previously registered financial professional and started their career in finance 1998 - 2018. Leigh had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 4, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Leigh M Garber

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SENTINEL BROKERS COMPANY, INC.·CRD# 40305
BD
New Woodstock, NY
February 23, 2018 - December 27, 2018
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New Woodstock, NY
November 17, 2015 - January 22, 2018
NEWBRIDGE SECURITIES CORPORATION·CRD# 104065
BD
New Woodstock, NY
September 30, 2015 - November 6, 2015
ADIRONDACK TRADING GROUP LLC·CRD# 103910
BD
New Woodstock, NY
December 2, 2010 - July 19, 2016
IBN FINANCIAL SERVICES, INC.·CRD# 42360
BD
Liverpool, NY
April 3, 2003 - October 22, 2003
RIDGEWAY & CONGER, INC.·CRD# 113055
BD
New Woodstock, NY
October 18, 2001 - July 14, 2016
CLAYTON LOWELL, & CONGER INC·CRD# 44343
BD
New Woodstock, NY
July 15, 1998 - December 1, 2015

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Current Firm

SB
SENTINEL BROKERS COMPANY, INC.

LAWLESS, JOSEPH MATHEW | SENTINEL BROKERS COMPANY, INC. | SENTINEL BROKERS COMPANY

CRD#: 40305 / SEC#: 8-49005
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

102 Xanadu Place, Jupiter, FL 33477

Mailing Address

102 Xanadu Place, Jupiter, FL 33477

Phone Number

(561) 406-2242

Established

New York since 01/01/1998

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SENTINEL BROKERS LLCSHAREHOLDER—
SED CAPITAL PTE LTDOWNER—
LAWLESS, JOSEPH MATHEWCEO, CCO1783307

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2002About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed May 1998About the Series 52 exam

Series 4 — Registered Options Principal Examination

Passed Jun 2004About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 2002About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed May 1998About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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