MR
Martha S. Reynolds
CETERA INVESTMENT ADVISERS LLC
MEMPHIS, TN 38117
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CRD#: 6139287
MR
Professional summary
Martha Smith Reynolds, who also goes by Maggie Smith Reynolds, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Memphis, Tennessee and CETERA INVESTMENT SERVICES LLC located in Memphis, Tennessee.
Martha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Martha has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Maggie Smith Reynolds
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: First Bank Address: 6815 Poplar Ave Ste 100, Memphis, TN, 38138-0606, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/07/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Investment Advisor (2)Name of Business: First Bank Investment Partners Address: 6815 Poplar Ave Ste 100, Memphis, TN, 38138-0606, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/07/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Providing assistance for customers wishing to invest funds, whether it be managed accounts, structured products, mutual funds, ETF's, UIT's, Variable, fixed, and indexed Annuities, etc., while making sure the investment is compatible for the customer after fully reviewing their goals, income, life-situations, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Martha Smith Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4790 Poplar Avenue, Memphis, TN 38117RIA
CRD#: 105644
MEMPHIS, TN
Current
August 12, 2025 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 4790 Poplar Avenue, Memphis, TN 38117BD
CRD#: 15340
Memphis, TN
Past
July 11, 2023 - September 5, 2025
IFP SECURITIES, LLC
BD
CRD#: 297287
TAMPA, FL
Past
July 10, 2023 - September 5, 2025
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Olive Branch, MS
Past
June 14, 2021 - July 7, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Memphis, TN
Past
June 14, 2021 - July 7, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Memphis, TN
Past
May 18, 2020 - July 6, 2021
FIRST HORIZON ADVISORS, INC.
RIA
CRD#: 17117
SOUTHAVEN, MS
Past
December 13, 2012 - July 6, 2021
FIRST HORIZON ADVISORS, INC.
BD
CRD#: 17117
SOUTHAVEN, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/12/2025)
RR
Mississippi(8/12/2025)
RR
Tennessee(8/12/2025)
IAR
Tennessee(8/12/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/27/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Memphis, TN 38117TRUST BUT VERIFY
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