Zachary Sease
Professional summary
Zachary Sease, who also goes by Zach Thomas Sease, Zachary Thomas Sease, is a registered financial professional currently at RAINMAKER SECURITIES, LLC located in New York, New York.
Zachary is registered as a RR (Registered Representative) and started their career in finance in 2013. Zachary has worked at 4 firms and has passed the Series 63, SIE and Series 82 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Zachary Sease's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2019 - Present
RAINMAKER SECURITIES, LLC
July 10, 2014 - December 11, 2019
MERIT SECURITIES, LLC
November 18, 2013 - June 20, 2014
FINANCE 500, INC.
May 28, 2013 - November 18, 2013
CJK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/17/2019)
(1/20/2020)
(1/20/2020)
(5/20/2020)
(1/20/2020)
(3/2/2023)
Exams
FINRA
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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