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FM

Faith L. Morris

FROST BROKERAGE SERVICES
SAN ANTONIO, TX 78205
Some features on this profile are disabled
CRD#: 6138407
FM

Professional summary

Faith Lynn Morris, who also goes by Faith Lynn Ford, Ford Lynn Faith, Mcdaniel Lynn Faith, Morris Lynn Faith, Faith Lynn Ford, Faith Ford, Faith Lynn Mcdaniel, Faith Mcdaniel, Faith Lynn Mcdaniel, Faith L Morris, Faith Lynn Morris, Faith Morris, is a registered financial professional currently at FROST BROKERAGE SERVICES, INC. located in San Antonio, Texas.

Faith is registered as a RR (Registered Representative) and started their career in finance in 2012. Faith has worked at 5 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Faith Lynn Ford | Ford Lynn Faith | Mcdaniel Lynn Faith | Morris Lynn Faith | Faith Lynn Ford | Faith Ford | Faith Lynn Mcdaniel | Faith Mcdaniel | Faith Lynn Mcdaniel | Faith L Morris | Faith Lynn Morris | Faith Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Humana / 0322-Present / Investment Related: No / 500 W. Main St. Louisville, KY 40202 / Ind. health Agent / Health Insurance / Hrs. Work Monthly: 20 / Sec Trading Hrs: 2 / Offer and educate on health insurance United Health care / 0322-Present / Investment Related: No / 9800 Health Care Lane Minnetonka, MN 55348 / Heath Ins Agent / Health Care Insurance/ Hrs. Work Monthly: 30 / Sec Trading Hrs: 0 / Offer and sell health insurance and health insurance supplement Aetna/no/ 151 Farmington Ave Hartford CT 06156 / 04/01/2022 Independent Health Insurance Agent / Health insurance / 20/2 / sell, educate and offer for health insurnace and health insurance supplements(dental , vision) approved with restrictions Wellcare/no/ 7700 Forsyth Blvd. St Louis, MO 63105/ Independent Health Ins agent / Health Insurance 4/01/2022 20/2 sell, educate offer health insurance / approved with restrictions

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Faith Lynn Morris's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 5, 2024 - Present

FROST BROKERAGE SERVICES, INC.

Office #1: 111 W Houston Ste 100, San Antonio, TX 78205
BD
CRD#: 17465
SAN ANTONIO, TX
Past

August 4, 2023 - October 7, 2023

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
SAN ANTONIO, TX
Past

August 4, 2023 - October 7, 2023

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SAN ANTONIO, TX
Past

October 5, 2022 - October 25, 2022

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
San Antonio, TX
Past

January 3, 2019 - October 25, 2022

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
San Antonio, TX
Past

December 22, 2012 - August 5, 2013

NEW ENGLAND SECURITIES

BD
CRD#: 615
WEST DES MOINES, IA
Past

December 22, 2012 - August 5, 2013

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
WEST DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/19/2025)
RR
Alaska
(2/27/2025)
RR
Arizona
(3/3/2025)
RR
Arkansas
(7/12/2024)
RR
California
(5/16/2024)
RR
Colorado
(8/1/2024)
RR
Connecticut
(4/15/2025)
RR
Michigan
(6/4/2024)
RR
Mississippi
(6/17/2024)
RR
Missouri
(10/22/2024)
RR
Ohio
(5/16/2024)
RR
South Carolina
(1/17/2025)
RR
Texas
(1/5/2024)
RR
Utah
(6/4/2024)
RR
Washington
(5/20/2024)
RR
Wisconsin
(7/22/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/19/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/8/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/3/2019
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/7/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/21/2012
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FB
FROST BROKERAGE SERVICES, INC.
FROST BROKERAGE SERVICES, INC. | FROST WEALTH MANAGEMENT

CRD#: 17465 / SEC#: , 8-35285

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
111 W. Houston Street, San Antonio, TX 78205
Mailing Address
P.o. Box 2538, San Antonio, TX 78299
Phone number
(210) 220-5000
Established
Texas since 03/21/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FROST BANKPARENT COMPANY
REPA, JACK BRANDONCHIEF COMPLIANCE OFFICER2558740
WALSH, CHRISTOPHER SCOTTPRESIDENT / CHIEF OPERATIONS OFFICER2580114

Disclosures

Regulatory Event4
Civil Event1
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FROST BROKERAGE SERVICES, INC.

CRD#: 17465San Antonio, TX 78205

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