JD
Jennifer A. Dewolfe
THRIVENT INVESTMENT MANAGEMENT
Galesburg, IL 61401
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CRD#: 6138312
JD
Professional summary
Jennifer Ann Dewolfe, who also goes by Jennifer Ann Lipe, Jennifer Ann Sperry, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Galesburg, Illinois.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Jennifer has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Ann Lipe | Jennifer Ann Sperry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KNOX COUNTY PUBLIC SCHOOLS POSITION: Substitute Teacher NATURE: educating students in grades PreK-12th INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2009 ADDRESS: 121 S Prairie, Galesburg IL 61401 DESCRIPTION: In keeping my early childhood teaching certificate active, I willbe listed as a substitute teacher for the area school districts. When called, I will manage a classroom or several class periods of students in a wide variety of subjects. I am currently not planning to sub, but may if called for an emergency/special circumstance. GREAT BALLOON RACE POSITION: Board Member/Co-Treasurer NATURE: The Great Balloon Race is a 501c3 organization that funds, promotes, and runs and annual hot air balloon event in Galesburg, IL INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2015 ADDRESS: 136 N Ivan, Galesburg IL 61401, United States DESCRIPTION: As a board member, I attend monthly meetings, helping with planning of the annual event and any fundraisers we do. I also am co-treasurer and report the finances to the board, but am not a signer on any of the bank accounts. DEWOLFE HOLDINGS LLC POSITION: Owner NATURE: I created an LLC to hold ownership of the building I purchased where my office is located. There is one other tenant in the same building. My Thrivent business and the other tenant both rent space in the building from the LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/09/2022 ADDRESS: 451 N Henderson St, Galesburg IL 61401, United States DESCRIPTION: I manage the leasing of the building to my own Thrivent business and the salon next door. This includes collecting rent owed as well as paying for expenses for the building. HABITAT FOR HUMANITY OF KNOX COUNTY POSITION: member of Board of Directors NATURE: Habitat for Humanity of Knox County is a non-profit that seeks to provide a safe, decent and affordable home for those in need. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 808 S Cedar St, Galesburg IL 61401, United States DESCRIPTION: I will be a member of the board of directors who will oversee the operations of the local affiliate and who will promote Habitat in my community. ONEIDA TELEPHONE EXCHANGE POSITION: Director NATURE: Oneida Telephone is made up of Oneida Telephone Exchange, Oneida Network Services, Oneida Cablevision, and Oneida Communications. It is a small independent telephone company that is a competitive local exchange carrier company providing phone, internet and cable services to our small city of Oneida and the surrounding rural area. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/09/2022 ADDRESS: 129 US 34, Oneida IL 61467, United States DESCRIPTION: I will be part of an 8 member board that meets monthly to oversee the Oneida Network Services, Oneida Telephone Exchange, Oneida Cablevision, and Oneida Communications. I will oversee reports, approve bills, and attend annual shareholder meeting and well as conferences.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Ann Dewolfe's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Ann Dewolfe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 451 N Henderson St, Galesburg, IL 61401RIA
BD
CRD#: 18387
Galesburg, IL
Current
February 12, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 451 N Henderson St, Galesburg, IL 61401RIA
BD
CRD#: 18387
Galesburg, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/19/2020)
RR
Florida(9/9/2022)
RR
Georgia(12/15/2021)
RR
Illinois(3/5/2013)
IAR
Illinois(3/5/2013)
RR
Indiana(6/27/2014)
RR
Iowa(3/21/2013)
RR
Missouri(6/27/2014)
RR
North Carolina(9/21/2018)
RR
Ohio(2/9/2016)
RR
Oregon(4/9/2019)
RR
Texas(6/13/2019)
IAR
Texas(6/13/2019)
RR
Virginia(1/29/2019)
RR
Wisconsin(3/31/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
