John V. Barbieri
Professional summary
John V Barbieri, who also goes by John VIncent Barbieri Jr, John Vincent Barbieri Jr., John Vincent Barbieri, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2013. John has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John V Barbieri's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2024 - Present
ICAPITAL MARKETS LLC
Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165February 15, 2019 - April 23, 2024
UBS FINANCIAL SERVICES INC.
August 4, 2017 - April 23, 2024
UBS FINANCIAL SERVICES INC.
November 12, 2015 - July 19, 2017
J.P. MORGAN SECURITIES LLC
June 12, 2013 - March 3, 2014
KENMAR SECURITIES, L.P.
January 21, 2013 - June 5, 2013
ALTERNATIVE ACCESS CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2024)
(5/24/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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