DD
Ding Ding
KISKI SECURITIES LLC
New York, NY 10019
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CRD#: 6136933
DD
Professional summary
Ding Ding is a registered financial professional currently at KISKI SECURITIES LLC located in New York, New York.
Ding is registered as a RR (Registered Representative) and started their career in finance in 2014. Ding has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ding Ding's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2014 - Present
KISKI SECURITIES LLC
Office #1: 1330 Avenue Of The Americas Suite 23a, New York, NY 10019BD
CRD#: 159281
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(8/20/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KS
KISKI SECURITIES LLC
KISKI SECURITIES LLC | KISKI SECURITIES, LLC
CRD#: 159281 / SEC#: , 8-68978
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1330 Avenue Of The Americas Suite 23a, New York, NY 10019
Mailing Address
1330 Avenue Of The Americas Suite 23a, New York, NY 10019
Phone number
(646) 412-6341
Established
Delaware since 06/09/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (4 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
