AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
NO

Nicholas Ohler

EQT PARTNERS BD
New York, NY 10167
Some features on this profile are disabled
CRD#: 6135478
NO

Professional summary

Nicholas Ohler, who also goes by Nicholas David Ohler, Nick Ohler, is a registered financial professional currently at EQT PARTNERS BD, LLC located in New York, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2012. Nicholas has worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nicholas David Ohler | Nick Ohler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Ohler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 12, 2026 - Present

EQT PARTNERS BD, LLC

Office #1: 245 Park Avenue 34th Floor, New York, NY, 10167
BD
CRD#: 322826
New York, NY
Past

March 9, 2023 - March 10, 2026

WILLIAM BLAIR

BD
CRD#: 1252
NEW YORK, NY
Past

June 30, 2020 - March 21, 2023

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
NEW YORK, NY
Past

January 10, 2018 - June 5, 2020

ATLANTIC - PACIFIC CAPITAL, INC.

BD
CRD#: 38356
NEW YORK, NY
Past

December 11, 2012 - December 22, 2017

KATAMA SECURITIES LLC

BD
CRD#: 124667
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/12/2026)
RR
Alaska
(3/12/2026)
RR
Arizona
(3/12/2026)
RR
Arkansas
(3/12/2026)
RR
California
(3/12/2026)
RR
Colorado
(3/12/2026)
RR
Connecticut
(3/12/2026)
RR
Delaware
(3/12/2026)
RR
District of Columbia
(3/12/2026)
RR
Florida
(3/12/2026)
RR
Georgia
(3/12/2026)
RR
Hawaii
(3/12/2026)
RR
Idaho
(3/12/2026)
RR
Illinois
(3/12/2026)
RR
Indiana
(3/12/2026)
RR
Iowa
(3/12/2026)
RR
Kansas
(3/12/2026)
RR
Kentucky
(3/12/2026)
RR
Louisiana
(3/12/2026)
RR
Maine
(3/12/2026)
RR
Maryland
(3/12/2026)
RR
Massachusetts
(3/12/2026)
RR
Michigan
(3/12/2026)
RR
Minnesota
(3/12/2026)
RR
Mississippi
(3/12/2026)
RR
Missouri
(3/12/2026)
RR
Montana
(3/12/2026)
RR
Nebraska
(3/12/2026)
RR
Nevada
(3/12/2026)
RR
New Hampshire
(3/12/2026)
RR
New Jersey
(3/12/2026)
RR
New Mexico
(3/12/2026)
RR
New York
(3/12/2026)
RR
North Carolina
(3/12/2026)
RR
North Dakota
(3/12/2026)
RR
Ohio
(3/12/2026)
RR
Oklahoma
(3/12/2026)
RR
Oregon
(3/12/2026)
RR
Pennsylvania
(3/12/2026)
RR
Puerto Rico
(3/12/2026)
RR
Rhode Island
(3/12/2026)
RR
South Carolina
(3/12/2026)
RR
South Dakota
(3/12/2026)
RR
Tennessee
(3/12/2026)
RR
Texas
(3/12/2026)
RR
Utah
(3/12/2026)
RR
Vermont
(3/12/2026)
RR
Virgin Islands
(3/12/2026)
RR
Virginia
(3/12/2026)
RR
Washington
(3/12/2026)
RR
West Virginia
(3/12/2026)
RR
Wisconsin
(3/12/2026)
RR
Wyoming
(3/12/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EP
EQT PARTNERS BD, LLC
EQT PARTNERS BD, LLC | EQTE BROKERAGE LLC

CRD#: 322826 / SEC#: , 8-70966

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
Mailing Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
Phone number
(484) 531-7456
Established
Delaware since 07/28/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EQT EXETER HOLDINGS US INC.SOLE MEMBER
BREEN, BARRY EAMONCHIEF COMPLIANCE OFFICER, SECRETARY, DIRECTOR
GAUR, ALOKCHIEF EXECUTIVE OFFICER & DIRECTOR4693996
HOUSHMAND, ALIDIRECTOR4980374
RUTITSKIY, DMITRIYFINOP/PFO/POO6117665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQT PARTNERS BD, LLC

CRD#: 322826New York, NY 10167

TRUST BUT VERIFY

Monitor Nicholas Ohler

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
PR
MINNEAPOLIS, MN
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
STRATEGIC ADVISERS LLC
IAR
RR
RIDGEWOOD, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.