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DJ

Dorte B. Jenss

ABSA SECURITIES U.S.
New York, NY 10020
Some features on this profile are disabled
CRD#: 6135469
DJ

Professional summary

Dorte Bethina Jenss, who also goes by Dorte Jenss-tomasulo, is a registered financial professional currently at ABSA SECURITIES U.S. INC. located in New York, New York.

Dorte is registered as a RR (Registered Representative) and started their career in finance in 2018. Dorte has worked at 3 firms and has passed the SIE, Series 99 and Series 14 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dorte Jenss-Tomasulo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dorte Bethina Jenss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 12, 2020 - Present

ABSA SECURITIES U.S. INC.

Office #1: 610 Fifth Avenue Suite 405, New York, NY 10020Office #2: 610 Fifth Avenue Suite 405, New York, NY 10020
BD
CRD#: 299729
New York, NY
Past

December 11, 2018 - March 14, 2020

HAITONG INTERNATIONAL SECURITIES (USA) INC.

BD
CRD#: 132201
NEW YORK, NY
Past

August 29, 2018 - March 14, 2020

HAITONG SECURITIES USA LLC

BD
CRD#: 281918
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 8/29/2018
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 14
Date: 7/1/2025
Compliance Officer Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ABSA SECURITIES U.S. INC.
ABSA SECURITIES U.S. INC.

CRD#: 299729 / SEC#: , 8-70312

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
610 Fifth Avenue Suite 405, New York, NY 10020
Mailing Address
610 Fifth Avenue Suite 405, New York, NY 10020
Phone number
(646) 844-0282
Established
Delaware since 09/06/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ABSA GROUP LIMITEDDIRECT PARENT
BERGHERR, DIANA ELIZABETHCHIEF COMPLIANCE OFFICER1092501
GLYNN, MICHAEL GERARDFINOP3219445
KLINTWORTH, GARTHCHIEF EXECUTIVE OFFICER8070592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABSA SECURITIES U.S. INC.

CRD#: 299729New York, NY 10020

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