Anne M. Campbell
Professional summary
Anne M Campbell, who also goes by Anne Campbell, Anne M. Campbell, Anne Mary Sforzo Campbell, Anne Sforzo, Anne M. Sforzo-campbell, is a registered financial professional currently at CVC FUNDING, LLC located in New York, New York.
Anne is registered as a RR (Registered Representative) and started their career in finance in 2013. Anne has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anne M Campbell's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2026 - Present
CVC FUNDING, LLC
Office #1: 767 Fifth Avenue 14th Floor, New York, NY 10153May 1, 2024 - June 25, 2025
GRIFFIN CAPITAL SECURITIES, LLC
July 18, 2023 - June 25, 2025
APOLLO GLOBAL SECURITIES, LLC
January 8, 2019 - July 7, 2023
TCG CAPITAL MARKETS L.L.C.
February 28, 2013 - February 7, 2022
TCG SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CVC FUNDING, LLC
CRD#: 277056 / SEC#: , 8-69650
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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