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Adrian Luchian

CRD# 6132753·Registered 2013 - 2024
Previously Registered: Being a previously registered professional could mean that Adrian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Adrian Luchian, who also goes by Adrian Vadim Luchian, was a registered financial advisor. Adrian was a previously registered financial professional and started their career in finance 2013 - 2024. Adrian had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adrian Vadim Luchian

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years registered in the securities industry

Current & Past Employments

Past

THIRD SEVEN CAPITAL LLCPast·CRD# 160209
BD
Wall, NJ
February 16, 2023 - February 19, 2024
NETWORK 1 FINANCIAL ADVISORS INC.Past·CRD# 121239
RIA
Red Bank, NJ
May 31, 2018 - February 23, 2023
NETWORK 1 FINANCIAL SECURITIES INC.Past·CRD# 13577
BD
Red Bank, NJ
May 22, 2018 - February 25, 2021
VALIC FINANCIAL ADVISORS, INC.Past·CRD# 42803
RIA
Berkeley Heights, NJ
December 10, 2014 - June 17, 2016
VALIC FINANCIAL ADVISORS, INC.Past·CRD# 42803
BD
Berkeley Heights, NJ
November 7, 2014 - June 17, 2016
DAVID LERNER ASSOCIATES, INC.Past·CRD# 5397
BD
Teaneck, NJ
January 10, 2013 - April 16, 2014

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Current Firm

TS
THIRD SEVEN CAPITAL LLC

THIRD SEVEN CAPITAL ADVISORS | THIRD SEVEN CAPITAL, LLC | THIRD SEVEN CAPITAL LLC

CRD#: 160209 / SEC#: 8-69032
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

67 Holly Hill Lane Suite 300c, Greenwich, CT 06830

Mailing Address

67 Holly Hill Lane Suite 300c, Greenwich, CT 06830

Phone Number

(917) 602-6153

Established

Delaware since 07/06/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
THIRD SEVEN GROUP LLCHOLDING COMPANY—
DIFIORE, MONICA LISACCO2966552
LEDGER, NICHOLAS MARKCEO/CFO6779287
SAKOL, DANIEL SCOTTFIN OP2813237

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Christie's International Real Estate, Real Estate agent, Ho-Ho-Kus, NJ, 10 hours per week. Power Distribution, Parsippany, NJ, Sales Director, Distributing Health Supplements, non-securities related. Four Springs Capital, DBA for Third Seven Capital, registered rep.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2014About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2013About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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