Nicole M. Motley
Professional summary
Nicole Meredith Motley, who also goes by Nicole Motley, Nicole M Motley, Nicole Meredith Verga, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Greenwood Village, Colorado.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2014. Nicole has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Meredith Motley's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 6501 S Fiddler's Green Circle Ste 300 - 600, Greenwood Village, CO 80111-4932August 27, 2018 - January 12, 2021
VALIC FINANCIAL ADVISORS, INC.
August 27, 2018 - January 12, 2021
VALIC FINANCIAL ADVISORS, INC.
January 8, 2018 - June 19, 2018
USAA INVESTMENT SERVICES COMPANY
December 19, 2016 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
December 16, 2016 - May 14, 2018
USAA FINANCIAL ADVISORS, INC.
March 30, 2015 - November 9, 2016
T. ROWE PRICE ADVISORY SERVICES, INC.
December 1, 2014 - November 9, 2016
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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