Andrew Semenak
Professional summary
Andrew Semenak is a registered financial professional currently at BA SECURITIES, LLC .
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2013. Andrew has worked at 3 firms and has passed the Series 63, Series 65, Series 79TO, SIE and Series 82 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Semenak's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2019 - Present
BA SECURITIES, LLC
Office #1: 56 Temperance Street 7th Floor, Toronto, M5H 3VSJune 20, 2017 - August 30, 2019
COINSHARES CAPITAL LLC
January 2, 2013 - August 8, 2017
PINPOINT CAPITAL ADVISORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2023)
(4/2/2025)
(9/9/2022)
(8/23/2023)
(9/17/2019)
Exams
Series 79TO
Date: 4/11/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
