Edwin R. Kispert
Professional summary
Edwin Robert Kispert III, who also goes by Edwin Robert Kispert, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Los Angeles, California.
Edwin is registered as a RR (Registered Representative) and started their career in finance in 2012. Edwin has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edwin Robert Kispert III's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 2049 Century Park E, Suite 1940, Los Angeles, CA 90067January 10, 2018 - July 16, 2021
M HOLDINGS SECURITIES, INC.
November 21, 2012 - March 14, 2016
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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