Andrew S. Cuevas
Professional summary
Andrew Steven Cuevas is a registered financial professional currently at THE LEADERS GROUP, INC. located in Los Angeles, California.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2012. Andrew has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Steven Cuevas's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 2049 Century Park E, Suite 1940, Los Angeles, CA 90067October 8, 2020 - July 19, 2021
M HOLDINGS SECURITIES, INC.
November 30, 2012 - October 14, 2020
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2021)
(8/22/2025)
(7/30/2021)
(10/10/2025)
(11/28/2022)
(7/30/2021)
(9/8/2023)
(11/22/2021)
(3/24/2023)
(2/5/2024)
(7/30/2021)
(7/30/2021)
(12/11/2023)
(11/25/2024)
(8/2/2022)
(9/30/2025)
(9/30/2025)
(7/30/2021)
(7/30/2021)
(9/20/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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