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Timothy Jason Baker

Timothy Jason Baker

CFP®
YFP WEALTH
NEW ALBANY, OH
·CRD# 6130547·13 years experience

Professional Summary

Timothy Jason Baker, CFP®, who also goes by Timothy J Baker, is a registered financial advisor currently at YFP WEALTH located in New Albany, Ohio. Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Timothy has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Timothy J Baker

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2015

Years of Experience

13 years in the financial services industry

Current & Past Employments

Current

YFP WEALTHCurrent·CRD# 282918
RIA
118 E Main St., New Albany, OH 43054
June 4, 2016 - Present

Past

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Past·CRD# 134139
RIA
Baltimore, MD
May 7, 2014 - June 2, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.Past·CRD# 39543
BD
Baltimore, MD
August 20, 2013 - June 2, 2016

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Current Firm

YW
YFP WEALTH

SCRIPT FINANCIAL, LLC | YOUR FINANCIAL PHARMACIST PLANNING, LLC | YOUR FINANCIAL PHARMACIST PLANNING | YOUR FINANCIAL PHARMACIST | YFPP | YFP WEALTH | YFP PLANNING | YFP

CRD#: 282918 / SEC#: 801-118236
RIA
Registered Investment Advisory firm - SEC (3/13/2020 Approved)
Florida
Registered Investment Advisory firm - Florida (4/30/2020 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (5/1/2020 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (5/7/2020 Terminated)
New York
Registered Investment Advisory firm - New York (4/30/2020 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (4/30/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

118 E Main St., New Albany, OH 43054

Phone Number

(614) 618-5901

# of Employees

7

SEC notice filing (23 States and Territories)

Registered to provide investment advisory services in 23 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (6/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

715

AUM (Assets Under Management)

$53,239,038

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Timothy Baker is a principal of Your Financial Pharmacist, LLC, an Ohio limited liability company ("YFP") that provides financial education to licensed pharmacists and pharmacy students, including, but not limited to, education on student loan refinancing. Address: 402 E Fort Avenue, Suite B Baltimore, MD 21230 As disclosed on YFP Planning's Form ADV Part 2B, Mr. Baker receives compensation from YFP. Activities performed by Your Financial Pharmacist, LLC include speaking at pharmacy schools and organizations, hosting webinars, operating blogs and podcast, and the sell of "Seven Figure Pharmacist" (book). To avoid any potential conflict of interest, if a prospective client of YFP Planning has previously engaged with YFP, the prospective client must agree to cease its engagement with YFP prior to signing a client agreement with YFP Planning and must continue to cease that engagement for the duration of the client agreement with YFP Planning. This activity accounts for approximately Approximately 20 hours per month, during securities trading hours. Non-Investment Related

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
YW
YFP WEALTH

SCRIPT FINANCIAL, LLC | YOUR FINANCIAL PHARMACIST PLANNING, LLC | YOUR FINANCIAL PHARMACIST PLANNING | YOUR FINANCIAL PHARMACIST | YFPP | YFP WEALTH | YFP PLANNING | YFP

CRD#: 282918 / SEC#: 801-118236
RIA
Registered Investment Advisory firm - SEC (3/13/2020 Approved)
Florida
Registered Investment Advisory firm - Florida (4/30/2020 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (5/1/2020 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (5/7/2020 Terminated)
New York
Registered Investment Advisory firm - New York (4/30/2020 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (4/30/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(2/11/2019)
IAR
Texas
(3/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2013About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Timothy Jason Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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