Frani M. Feit

ADVISORS CAPITAL MANAGEMENT

Ridgewood, NJ 07450

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CRD#: 6130182

Professional summary

Frani Michele Feit, CFP®, who also goes by Frani Michele Swerdloff, is a registered financial advisor currently at ADVISORS CAPITAL MANAGEMENT, LLC located in Ridgewood, New Jersey.

Frani is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Frani has worked at 6 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frani Michele Swerdloff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frani Michele Feit's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

September 24, 2020 - Present

ADVISORS CAPITAL MANAGEMENT, LLC

Office #1: 10 Wilsey Square Suite 200, Ridgewood, NJ 07450

RIA

CRD#: 112266

Ridgewood, NJ

Past

July 1, 2020 - September 11, 2020

CARY STREET PARTNERS

RIA

CRD#: 128545

Richmond, VA

Past

May 28, 2019 - September 11, 2020

TRADITION ASSET MANAGEMENT LLC

RIA

CRD#: 300756

SUMMIT, NJ

Past

February 4, 2016 - December 10, 2019

TRADITION CAPITAL MANAGEMENT LLC

RIA

CRD#: 113755

SUMMIT, NJ

Past

March 4, 2013 - January 5, 2016

CANDOR WEALTH ADVISORS LLC

RIA

CRD#: 147557

SUMMIT, NJ

Past

November 28, 2012 - February 5, 2013

GRAF FINANCIAL ADVISORS, LLC

RIA

CRD#: 124388

WAYNE, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266 / SEC#: 801-62058

RIA

Registered Investment Advisory firm - (5/16/2003 Approved)

Connecticut

Registered Investment Advisory firm - (6/24/2003 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2002 Failure to Renew)

Kentucky

Registered Investment Advisory firm - (6/16/2003 Terminated)

New Jersey

Registered Investment Advisory firm - (6/18/2003 Terminated)

New York

Registered Investment Advisory firm - (6/18/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/19/2020)

IAR

Texas
(9/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266 / SEC#: 801-62058

RIA

Registered Investment Advisory firm - (5/16/2003 Approved)

Connecticut

Registered Investment Advisory firm - (6/24/2003 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2002 Failure to Renew)

Kentucky

Registered Investment Advisory firm - (6/16/2003 Terminated)

New Jersey

Registered Investment Advisory firm - (6/18/2003 Terminated)

New York

Registered Investment Advisory firm - (6/18/2003 Terminated)

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Contact information

Main Address

10 Wilsey Square Suite 200, Ridgewood, NJ 07450

Mailing Address

Phone number

(201) 447-3400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVISORS CAPITAL PART 2A DISCLOSURE BROCHURE (3/31/2025)

ACM WEALTH DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	14,670
AUM (Assets Under Management)	$ 9,470,063,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Frani M. Feit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frani Michele Feit's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORS CAPITAL MANAGEMENT, LLC

CARY STREET PARTNERS

TRADITION ASSET MANAGEMENT LLC

TRADITION CAPITAL MANAGEMENT LLC

CANDOR WEALTH ADVISORS LLC

GRAF FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

ADVISORS CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

ADVISORS CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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