Kathryn M. Calderon
STRATEGIC ADVISERS LLC | Wealth Management Planning Consultant I
ROCKLIN, CA
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CRD#: 6128254
Professional summary
Kathryn Maria Calderon, who also goes by Kathryn Maria Calderon, Kathryn Calderon, Kathryn Maria Harris, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Rocklin, California and FIDELITY BROKERAGE SERVICES LLC located in Roseville, California.
Kathryn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Kathryn has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As a Private Wealth Management Planning Consultant, I partner with clients alongside a Wealth Management Advisor and team of specialists. Together, with the client and team we design and implement a personalized financial plan for each family that is focused on growth, preservation, and wealth transfer across generations. I am committed to building deep relationships and providing an exemplary level of skill and knowledge to every interaction.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kathryn Maria Calderon | Kathryn Calderon | Kathryn Maria Harris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kathryn Maria Calderon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of California, Santa Cruz
Bachelor of Arts (BA) - Community Studies
2004
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1261 Roseville Parkway, Roseville, CA 95678-9998RIA
CRD#: 104555
ROCKLIN, CA
Current
December 17, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1261 Roseville Parkway, Roseville, CA 95678-9998BD
CRD#: 7784
ROSEVILLE, CA
Past
February 23, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LOS GATOS, CA
Past
November 29, 2016 - November 22, 2021
BANCWEST INVESTMENT SERVICES, INC.
RIA
CRD#: 29357
SAN JOSE, CA
Past
November 29, 2016 - November 22, 2021
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
SAN JOSE, CA
Past
December 16, 2013 - December 1, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
REDWOOD CITY, CA
Past
December 16, 2013 - December 1, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
REDWOOD CITY, CA
Past
July 2, 2013 - November 13, 2013
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
LOS GATOS, CA
Past
December 13, 2012 - November 13, 2013
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
LOS GATOS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/17/2021)
RR
Alaska(12/17/2021)
RR
Arizona(12/17/2021)
RR
Arkansas(12/17/2021)
RR
California(12/17/2021)
IAR
California(3/31/2025)
RR
Colorado(12/17/2021)
RR
Connecticut(12/17/2021)
RR
Delaware(12/17/2021)
RR
District of Columbia(12/17/2021)
RR
Florida(12/17/2021)
RR
Georgia(12/17/2021)
RR
Hawaii(12/17/2021)
RR
Idaho(12/17/2021)
RR
Illinois(12/17/2021)
RR
Indiana(12/17/2021)
RR
Iowa(12/17/2021)
RR
Kansas(12/17/2021)
RR
Kentucky(12/17/2021)
RR
Louisiana(12/17/2021)
RR
Maine(12/17/2021)
RR
Maryland(12/17/2021)
RR
Massachusetts(12/17/2021)
RR
Michigan(12/17/2021)
RR
Minnesota(12/17/2021)
RR
Mississippi(12/17/2021)
RR
Missouri(12/17/2021)
RR
Montana(12/17/2021)
RR
Nebraska(12/17/2021)
RR
Nevada(12/17/2021)
RR
New Hampshire(12/17/2021)
RR
New Jersey(12/17/2021)
RR
New Mexico(12/17/2021)
RR
New York(12/17/2021)
RR
North Carolina(12/17/2021)
RR
North Dakota(12/17/2021)
RR
Ohio(12/20/2021)
RR
Oklahoma(12/17/2021)
RR
Oregon(12/17/2021)
RR
Pennsylvania(12/17/2021)
RR
Puerto Rico(12/17/2021)
RR
Rhode Island(12/17/2021)
RR
South Carolina(12/17/2021)
RR
South Dakota(12/17/2021)
RR
Tennessee(12/17/2021)
RR
Texas(12/17/2021)
IAR
Texas(3/31/2025)
RR
Utah(12/17/2021)
RR
Vermont(12/17/2021)
RR
Virgin Islands(12/17/2021)
RR
Virginia(12/17/2021)
RR
Washington(12/17/2021)
RR
West Virginia(12/17/2021)
RR
Wisconsin(12/17/2021)
RR
Wyoming(12/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Wealth Management Planning Consultant ICRD#: 104555Rocklin, CATRUST BUT VERIFY
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