Steven P. Florio

THE FLORIO WEALTH MANAGEMENT GROUP

Westbury, NY 11590

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CRD#: 6127160

Professional summary

Steven P. Florio, ChFC®, who also goes by Steven Florio, is a registered financial advisor currently at THE FLORIO WEALTH MANAGEMENT GROUP located in Westbury, New York.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Steven has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Florio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: STEVEN P. FLORIO INV REL: Y ADDR: 1025 OLD COUNTRY RD, SUITE 312, WESTBURY, NY 11590 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: AGENT START: 9/2012 NO HRS/MO: 80 NO HRS/MO DUR TRADING: 80.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven P. Florio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

June 17, 2022 - Present

THE FLORIO WEALTH MANAGEMENT GROUP

Office #1: 1025 Old Country Road, Suite 312, Westbury, NY 11590

RIA

CRD#: 288027

Westbury, NY

Past

September 14, 2023 - January 2, 2024

SIGMA AMERICAS SECURITIES LLC

CRD#: 207515

NEW YORK, NY

Past

February 4, 2013 - September 29, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

WESTBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/5/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/1/2013

General Securities Representative Examination

Current Firm

THE FLORIO WEALTH MANAGEMENT GROUP

PSF FINANCIAL SERVICES, INC. | THE FLORIO WEALTH MANAGEMENT GROUP

CRD#: 288027 / SEC#: 801-110390

RIA

Registered Investment Advisory firm - (5/21/2019 Terminated)

New York

Registered Investment Advisory firm - (5/17/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1025 Old Country Road, Suite 312, Westbury, NY 11590

Mailing Address

Phone number

(516) 758-2430

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven P. Florio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven P. Florio's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE FLORIO WEALTH MANAGEMENT GROUP

SIGMA AMERICAS SECURITIES LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/5/2013

SIE

Date: 10/1/2018

Series 7

Date: 2/1/2013

Current Firm

THE FLORIO WEALTH MANAGEMENT GROUP

Contact information

Documents

Red Flags

Company Information

THE FLORIO WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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