Nicole M. Marchand Ross
Professional summary
Nicole Marie Marchand Ross, who also goes by Nicole Marie Marchand, Nicole Marchand, Nicole M Marchand Ross, is a registered financial professional currently at METLIFE INVESTMENTS SECURITIES, LLC located in Whippany, New Jersey.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2013. Nicole has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Marie Marchand Ross's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2023 - Present
METLIFE INVESTMENTS SECURITIES, LLC
Office #1: One Metlife Way, Whippany, NJ 07981-1449June 21, 2017 - July 24, 2023
BLACKROCK INVESTMENT MANAGEMENT, LLC
June 15, 2017 - July 24, 2023
BLACKROCK INVESTMENTS, LLC
December 10, 2015 - June 7, 2017
WBI INVESTMENTS, LLC
October 15, 2015 - June 7, 2017
MILLINGTON SECURITIES, INC.
February 11, 2013 - October 23, 2015
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/11/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
(8/21/2023)
Exams
FINRA
Current Firm
METLIFE INVESTMENTS SECURITIES, LLC
CRD#: 285684 / SEC#: , 8-69857
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.