Rene Llamas
Professional summary
Rene Llamas, who also goes by Rene Llamas Jr, Rene Llamas, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Yuma, Arizona.
Rene is registered as a RR (Registered Representative) and started their career in finance in 2013. Rene has worked at 3 firms and has passed the Series 66, Series 6TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rene Llamas's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2023 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 11242 S Foothills Blvd Ste 25, Yuma, AZ 85367-7721October 14, 2020 - November 29, 2021
VOYA FINANCIAL ADVISORS, INC.
September 30, 2020 - November 29, 2021
VOYA FINANCIAL ADVISORS, INC.
January 12, 2017 - December 31, 2018
VOYA FINANCIAL ADVISORS, INC.
December 23, 2016 - December 31, 2018
VOYA FINANCIAL ADVISORS, INC.
March 6, 2013 - January 11, 2017
EDWARD JONES
January 1, 2013 - January 11, 2017
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/20/2023)
(5/14/2024)
Exams
Series 6TO
Date: 12/20/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 3/29/2023
General Securities Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Yuma, AZ 85367-7721TRUST BUT VERIFY
Monitor Rene Llamas
Get automatic monthly alerts on:
