CB
Chad P. Budy
APTUS WEALTH MANAGEMENT
Lewis Center, OH 43035
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CRD#: 6126016
CB
Professional summary
Chad Patrick Budy, who also goes by Chad Budy, is a registered financial advisor currently at APTUS WEALTH MANAGEMENT, LLC located in Lewis Center, Ohio and BROOKSTONE CAPITAL MANAGEMENT LLC located in Worthington, Ohio.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Chad has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chad Budy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Patrick Budy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2022 - Present
APTUS WEALTH MANAGEMENT, LLC
Office #1: 639 Carle Avenue, Lewis Center, OH 43035RIA
CRD#: 284416
Lewis Center, OH
Current
May 19, 2026 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 6641 N High St Suite 200, Worthington, OH 43085RIA
CRD#: 141413
Worthington, OH
Past
February 24, 2025 - May 11, 2026
SIMPLICITY WEALTH
RIA
CRD#: 300572
Lewis Center, OH
Past
March 26, 2021 - March 16, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
COLUMBUS, OH
Past
March 19, 2021 - March 16, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
COLUMBUS, OH
Past
March 15, 2019 - March 26, 2021
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
COLUMBUS, OH
Past
March 14, 2019 - March 26, 2021
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
COLUMBUS, OH
Past
October 3, 2018 - March 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
UPPER ARLINGTON, OH
Past
October 3, 2018 - March 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
UPPER ARLINGTON, OH
Past
August 7, 2017 - October 12, 2018
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
COLUMBUS, OH
Past
August 7, 2017 - October 12, 2018
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
COLUMBUS, OH
Past
June 24, 2015 - August 8, 2017
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
GROVE CITY, OH
Past
October 29, 2012 - August 8, 2017
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
GROVE CITY, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/13/2023)
IAR
Ohio(3/15/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Loading...
Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413Lewis Center, OH 43035TRUST BUT VERIFY
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