Jennifer V. Tran
Professional summary
Jennifer Van Anh Tran, who also goes by Jennifer Van-anh Tran, Jennifer Tran, Van-anh Nguyen Tran, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Los Gatos, California.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2019. Jennifer has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Van Anh Tran's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 434 N Santa Cruz Ave, Los Gatos, CA 95030-5321July 11, 2023 - November 8, 2024
CITIGROUP GLOBAL MARKETS INC.
June 14, 2022 - November 8, 2024
CITIGROUP GLOBAL MARKETS INC.
May 28, 2019 - June 10, 2022
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2025)
Exams
Series 7TO
Date: 3/9/2023
General Securities Representative ExaminationSeries 6TO
Date: 5/28/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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