CH
Clarence L. Haynes
Some features on this profile are disabled
CRD#: 6125794
CH
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarence Leroy Haynes JR, who also goes by Clarence Haynes Jr, was a registered financial professional .
Clarence is a previously registered financial professional and started their career in finance in 2012. Clarence had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Clarence Haynes Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) TRAVEL AGENT POSITION: Agent/Contractor NATURE: Booking Cruise Travel for family and friends INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/09/2013 ADDRESS: 44 Abbey Lane, unit 4510, Danbury CT 06810, United States DESCRIPTION: Booking cruises. (2) CLARENCE HAYNES POSITION: Contractor NATURE: Public Speaking/Bible Teaching/Bible Writing INVESTMENT RELATED: No NUMBER OF HOURS: 8; SECURITIES TRADING HOURS: 0 START DATE: 09/07/2017; ADDRESS: Bethel, CT 06801, United States; DESCRIPTION: I am asked to speak to youth groups, churches and other types of faith-based organizations on biblical topics and some motivational speaking. I also would like to add writing to this because I write on various Christian topics for my own website and these articles have been picked up by other Christian websites. I do not write on topics related to personal finance or investing. Also, under writing I write Bible studies and books on Biblical themed topics. My wife and I also teach a bible study online through The Bible Study Club. None of this is related in any way to financial planning or investment related but is all biblical based teaching and speaking. We do not charge for these sessions and we are not incorporated. (3) A Book about my life from 2001-2011 POSITION: Author NATURE: Wrote a book about my life not in any way related to finance or the financial industry INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2014 ADDRESS: Bethel, CT, 06801 DESCRIPTION: Just wrote the book will look to publish it. (4) Personal Safety & Educational Development; INVESTMENT RELATED: No; ADDRESS: 2006 Pine St, Baldwin, NY 11510; NATURE: They provide virtual workshops for schools, churches, and community organizations. They are delivered to parents, students, and educators, many in low-income areas to help enrich them regarding a variety of social and emotional developmental topics; POSITION: Contractor; START DATE: 09/09/2024; NUMBER OF HOURS/MONTH: 5 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: To provide financial literacy for these organizations. This would not be done as a representative of EFE but would be general financial literacy for these community-based organizations. These are strictly educational workshops with no lead generation, no calls to action, no selling of any kind. There would also be no use of EFE property or materials to conduct any of these workshops. I would be operating only as a financial educator.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
November 1, 2018 - October 21, 2025
EDELMAN FINANCIAL ENGINES
RIA
CRD#: 104510
Bethel, CT
Past
April 22, 2016 - October 31, 2018
RETIREONE INVESTMENT SERVICES, LLC
BD
CRD#: 269923
NEW YORK, NY
Past
August 1, 2013 - April 22, 2016
SANDERS MORRIS LLC
BD
CRD#: 20580
NEW YORK, NY
Past
December 17, 2012 - November 1, 2018
EDELMAN FINANCIAL SERVICES, LLC
RIA
CRD#: 113299
FARMINGTON, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EDELMAN FINANCIAL ENGINES
EDELMAN FINANCIAL ENGINES | FINANCIAL ENGINES ADVISORS LLC | FINANCIAL ENGINES ADVISORS L.L.C.
CRD#: 104510 / SEC#: 801-55196
RIA
Registered Investment Advisory firm - (1/14/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EF
EDELMAN FINANCIAL ENGINES
EDELMAN FINANCIAL ENGINES | FINANCIAL ENGINES ADVISORS LLC | FINANCIAL ENGINES ADVISORS L.L.C.
CRD#: 104510 / SEC#: 801-55196
RIA
Registered Investment Advisory firm - (1/14/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3945 Freedom Circle, Santa Clara, CA 95054
Mailing Address
Phone number
(800) 601-5957
Established
Firm type
Fiscal year end
# of Employees
1,616
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
