Peter C. Chow

CETERA INVESTMENT ADVISERS LLC

ARCADIA, CA 91007

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CRD#: 6125403

Professional summary

Peter Chi Bun Chow, who also goes by Peter Chi-bun Chow, Peter Chi Bun Chow, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Arcadia, California and CETERA INVESTMENT SERVICES LLC located in Alhambra, California.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Peter has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Chi-Bun Chow | Peter Chi Bun Chow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER OF PAN'S HOME LLC; RENTAL PROPERTIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Chi Bun Chow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 635-637 W Duarte Rd, Arcadia, CA 91007Office #2: 9650 Flair Dr, El Monte, CA 91731

RIA

CRD#: 105644

ARCADIA, CA

Current

November 19, 2024 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 590 W Main Street, Alhambra, CA 91801Office #2: 9055 Las Tunas Dr Suite 115, Temple City, CA 91780Office #3: 2415 E Imperial Hwy, Ste 101, Brea, CA 92821Office #4: 635-637 W Duarte Rd, Arcadia, CA 91007Office #5: 9650 Flair Dr, El Monte, CA 91731Office #6: 2398 Huntington Drive, San Marino, CA 91108

CRD#: 15340

Alhambra, CA

Past

September 18, 2023 - November 27, 2024

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

Monterey Park, CA

Past

September 18, 2023 - November 27, 2024

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Monterey Park, CA

Past

August 15, 2018 - September 15, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

MONTEREY PARK, CA

Past

August 15, 2018 - September 15, 2023

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

MONTEREY PARK, CA

Past

February 27, 2017 - August 14, 2018

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

SANTA FE SPRINGS, CA

Past

February 24, 2017 - August 14, 2018

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SANTA FE SPRINGS, CA

Past

July 24, 2015 - February 27, 2017

EDWARD JONES

RIA

CRD#: 250

SAN MARINO, CA

Past

May 11, 2015 - February 27, 2017

EDWARD JONES

CRD#: 250

SAN MARINO, CA

Past

November 20, 2012 - April 16, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

TEMPLE CITY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/20/2025)

California
(11/19/2024)

IAR

California
(11/19/2024)

Delaware
(6/23/2025)

Georgia
(9/5/2025)

Idaho
(11/19/2024)

Illinois
(11/19/2024)

Maryland
(11/19/2024)

Nevada
(11/19/2024)

New Jersey
(5/16/2025)

New York
(11/19/2024)

Oregon
(9/28/2025)

Texas
(11/19/2024)

IAR

Texas
(11/19/2024)

Virginia
(11/19/2024)

Washington
(11/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/29/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/30/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/11/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/19/2012

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter C. Chow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Chi Bun Chow's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

EDWARD JONES

EDWARD JONES

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/29/2015

Series 63

Date: 11/30/2012

SIE

Date: 10/1/2018

Series 7

Date: 5/11/2015

Series 6

Date: 11/19/2012

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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