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Anthony J. Disanto

INVERNESS SECURITIES
Cleveland, OH 44124
Some features on this profile are disabled
CRD#: 6125120
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Professional summary

Anthony John Disanto is a registered financial professional currently at INVERNESS SECURITIES, LLC located in Cleveland, Ohio.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2013. Anthony has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony John Disanto's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2017 - Present

INVERNESS SECURITIES, LLC

Office #1: 6060 Parkland Blvd Suite 200, Cleveland, OH 44124Office #2: 6060 Parkland Blvd Ste 200, Cleveland, OH 44124
BD
CRD#: 129914
Cleveland, OH
Past

November 20, 2013 - December 22, 2016

BNY MELLON SECURITIES CORPORATION

RIA
CRD#: 231
New York, NY
Past

November 1, 2013 - December 22, 2016

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
New York, NY
Past

September 10, 2013 - October 24, 2013

SAFEGUARD SECURITIES, INC.

BD
CRD#: 31256
MAYFIELD HEIGHTS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(8/29/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/16/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/10/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IS
INVERNESS SECURITIES, LLC
INVERNESS SECURITIES, LLC | TCG ADVISORS, LLC

CRD#: 129914 / SEC#: , 8-66278

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
6060 Parkland Blvd Ste 200, Cleveland, OH 44124
Mailing Address
6060 Parkland Blvd Ste 200, Cleveland, OH 44124
Phone number
(216) 839-5130
Established
Ohio since 06/12/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INVERNESS HOLDING LLCHOLDING COMPANY
BENTON-COOPER, ASHLEYPRESIDENT/CHIEF COMPLIANCE OFFICER4977623
BUSH, FRED COSTONFINOP/PFO3075024
SCACCO, JEREMY JOSEPHVICE PRESIDENT- MUNICIPAL PRINCIPAL2800507
THOMAS, JERRY CDIRECTOR OF INSURANCE7043121

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVERNESS SECURITIES, LLC

CRD#: 129914Cleveland, OH 44124

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