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CRD#: 129914
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

INVERNESS SECURITIES, LLC is located at 6060 Parkland Blvd Ste 200, Cleveland, OH 44124 and was first established at Chicago, Ohio in 06/12/2003. After operating for 22 years, INVERNESS SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INVERNESS SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. INVERNESS SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INVERNESS SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INVERNESS SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INVERNESS SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for INVERNESS SECURITIES, LLC Comes From

Understanding the Statistics for INVERNESS SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
6060 Parkland Blvd Ste 200, Cleveland, OH 44124
Mailing Address
6060 Parkland Blvd Ste 200, Cleveland, OH 44124
Firm Size
Small
Phone Number
(216) 839-5130
Established
Ohio since 06/12/2003
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
INVERNESS HOLDING LLCHOLDING COMPANY
BENTON-COOPER, ASHLEYPRESIDENT/CHIEF COMPLIANCE OFFICER4977623
BUSH, FRED COSTONFINOP/PFO3075024
SCACCO, JEREMY JOSEPHVICE PRESIDENT- MUNICIPAL PRINCIPAL2800507
THOMAS, JERRY CDIRECTOR OF INSURANCE7043121

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Advisor's working at INVERNESS SECURITIES, LLC

Lisa Rosenthal

Lisa Rosenthal

Lisa Susan Bader, Lisa Bader Rosenthal
IAR
RR
CRD#: 5450876
CFP®: Certified Financial Planner
Location:
Cleveland, OH 44124
Company:
ANCORA PRIVATE WEALTH ADVISORS, LLC
Disclosures:
Experience:
17 years
View Profile
RR

Richard Beck Renner

Rick Renner
IAR
RR
CRD#: 1553346
Location:
Cleveland, OH 44124
Company:
ANCORA PRIVATE WEALTH ADVISORS, LLC
Disclosures:
Experience:
39 years
View Profile
TM

Timothy Michael Mccormick

IAR
RR
CRD#: 1812000
Location:
Mayfield Heights, OH 44124
Company:
ANCORA ADVISORS LLC
Disclosures:
Experience:
37 years
View Profile
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