Addison L. Woodrum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Addison Lee Woodrum, who also goes by Addison L Woodrum, Addison Woodrum, was a registered financial professional .
Addison is a previously registered financial professional and started their career in finance in 2012. Addison had worked at 2 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2013 - September 23, 2014
CAPITAL GUARDIAN, LLC
November 20, 2012 - January 31, 2013
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL GUARDIAN, LLC
CRD#: 137919 / SEC#: , 8-67133
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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